DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE 

of October 28, 2014 No. 1450

About modification of the Regulations on the consolidated supervision of activities of non-bank financial groups in which preferential activities are performed by person who obtained the license for implementation of professional activity in the stock market

According to Item 38 parts two of Article 7, Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", article 10 of the Law of Ukraine "About administrative services", the Law of Ukraine of April 15, 2014 No. 1206-VII "About modification of some legal acts of Ukraine concerning simplification of procedure for opening of business", for the purpose of reduction of regulatory legal acts of the National commission on securities and the stock market in compliance with requirements of the legislation of Ukraine the National commission on securities and the stock market SOLVED:

1. Make to the section II of Provisions on the consolidated supervision of activities of non-bank financial groups in which preferential activities are performed by person who obtained the license for implementation of professional activity in the stock market, No. approved by the decision of the National commission on securities and the stock market of March 26, 2013 431, registered in the Ministry of Justice of Ukraine on April 16, 2013 for No. 618/23150, such changes:

The paragraph the fourth Item 3 after the words "and seal" to add 1) with words "(in the presence)";

2) to add the Section after Item 3 with two new Items 4, 5 following contents:

"4. The commission returns the application and documents without consideration to the applicant if:

is absent any of the documents specified in Item 3 of this Section;

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info