DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of October 28, 2014 No. 1448

About modification of the Regulations on features of implementation of activities for asset management of institutional investors

According to Item 38 parts two of Article 7 and Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", the Law of Ukraine "About institutes of joint investment" the National commission on securities and the stock market SOLVED:

1. Bring in the Regulations on features of implementation of activities for asset management of institutional investors approved by the decision of the National commission on securities and the stock market of August 6, 2013 No. 1414, registered in the Ministry of Justice of Ukraine on August 29, 2013 at No. 1486/24018 (further - provision), the following changes:

The second the subitem 3 of Item 2 of the Section II of the word "or the supervisory board of this fund with its obligatory subsequent approval by the decision of general meeting of shareholders of fund" to exclude 1) in the paragraph;

To exclude 2) in the subitem 8 of Item 2 of the Section IV of the word of "open and interval type".

2. To provide to department of general investment and regulation of activities of institutional investors (A. Simonenko) submission of this decision on state registration in the Ministry of Justice of Ukraine.

3. And clerical works (A.Zaik) to provide to management of information technologies promulgation of this decision on the official website of the National commission on securities and the stock market.

4. (A. Zbarazhskaya) to provide to management of internal audit and communications publication of this decision in the official printing publication of the National commission on securities and the stock market.

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