INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of May 29, 2017 No. 4389-U

About non-use of the separate regulatory legal acts of the Federal Commission for the Securities Market and Federal Service for Financial Markets establishing requirements to format of the documents submitted in accordance with the legislation of the Russian Federation about investment funds, to sufficiency of own means of specialized depositary and managing company which signed the contract with the Pension Fund of the Russian Federation or non-state pension fund, to submission of information on activities of specialized depositary and managing company which signed the contract with non-state pension fund

1. According to part 1 of article 49 of the Federal Law of July 23, 2013 No. 251-FZ "About modification of separate legal acts of the Russian Federation in connection with transfer to the Central bank of the Russian Federation of powers on regulation, control and supervision in the field of the financial markets" (The Russian Federation Code, 2013, No. 30, Art. 4084; No. 51, Art. 6695; No. 52, Art. 6975, Art. 6985, Art. 6988; 2014, No. 30, Art. 4219, Art. 4224; No. 40, Art. 5319; 2015, No. 27, Art. 4001; No. 29, Art. 4348; 2016, No. 1, Art. 50, Art. 83; No. 22, Art. 3094; No. 26, Art. 3891; No. 27, the Art. 4218, the Art. 4225, the Art. 4294), with article 7 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4273, Art. 4295; 2017, No. 14, Art. 1997; 18, of the Art. 2669) not to apply No.:

the resolution of the Federal Commission for the Securities Market of February 26, 2003 No. 03-12/ps "About requirements to magnetic carriers and format of texts of the documents submitted to the Federal Commission for the Securities Market according to regulatory legal acts about investment funds", registered by the Ministry of Justice of the Russian Federation on April 4, 2003 No. 4382;

the resolution of the Federal Commission for the Securities Market of February 10, 2004 No. 04-2/ps "About procedure for determination and the minimum indicators of standard rates of sufficiency of own means of specialized depositary and managing company which are subjects of the relations on forming and investment of means of pension accruals", registered by the Ministry of Justice of the Russian Federation on March 9, 2004 No. 5631;

the order of the Federal Service for Financial Markets of May 18, 2005 No. 05-19/pz-n "About indicators and standard rates of sufficiency of own means (capital) of the managing companies and specialized depositaries which are subjects of the relations on mandatory pension insurance which signed agreements with non-state pension funds, concerning amount of the serviced assets", No. 6722 registered by the Ministry of Justice of the Russian Federation on June 17, 2005;

the order of the Federal Service for Financial Markets of July 19, 2007 No. 07-80/pz-n "About approval of the Regulations on procedure and terms of submission of information by the specialized depositary which signed the contract with non-state pension fund, performing activities as the insurer for mandatory pension insurance", No. 9966 registered by the Ministry of Justice of the Russian Federation on August 6, 2007;

the order of the Federal Service for Financial Markets of July 19, 2007 No. 07-81/pz-n "About approval of the Regulations on procedure and terms of submission of information by the managing companies exercising trust management of means of pension accruals under the contract with non-state pension fund", No. 9967 registered by the Ministry of Justice of the Russian Federation on August 6, 2007.

2. This Instruction becomes effective after 10 days after day of its official publication.

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