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Ministry of Justice of Ukraine

October 30, 2017

No. 1326/31194

THE ORDER OF THE NATIONAL COMMISSION PERFORMING STATE REGULATION IN THE FIELD OF THE MARKETS OF FINANCIAL SERVICES OF UKRAINE

of October 5, 2017 No. 3969

About modification of the Regulations on application by the National commission performing state regulation in the field of the markets of financial services, corrective actions for violation of the law about financial services

According to Item of 1 part one of article 28 of the Law of Ukraine "About financial services and state regulation of the markets of financial services" and to Item 13 of the Regulations on the National commission performing state regulation in the field of the markets of financial services, No. 1070 approved by the Presidential decree of Ukraine of November 23, 2011 the National commission performing state regulation in the field of the markets of financial services decided:

1. Bring in Regulations on application by the National commission performing state regulation in the field of the markets of financial services, corrective actions for the violation of the law about financial services approved by the order of Natskomfinuslug of November 20, 2012 No. 2319, registered in the Ministry of Justice of Ukraine on December 18, 2012 for No. 2112/22424, the following changes:

In paragraph five of Item 1.2 of the Section I of the word of "the director of departments" shall be replaced with words 1) "heads of independent structural divisions or persons replacing them";

The fourteenth Item 2.4 of the Section II of the word "directors of departments" shall be replaced with words 2) in the paragraph "the heads of independent structural divisions or persons replacing them";

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