RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of November 2, 2017 No. 208

About the measures taken by the large member of the managing director of investment portfolio on maintenance of coefficients of sufficiency of equity of the managing director of investment portfolio

According to Item 5 of article 49 of the Law of the Republic of Kazakhstan "About the security market" (further - the Law on the security market) the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Establish the following measures for maintenance by the large member of the managing director of investment portfolio of coefficients of sufficiency of equity of the managing director of investment portfolio (further - the Managing director):

1) development and approval by the large participant Upravlyayushchego who is the legal entity, the internal documents establishing obligatory for observance by the large participant of condition and procedure for application of measures for maintenance of coefficients of sufficiency of equity of Upravlyayushchego;

2) permanent ensuring necessary value of coefficients of sufficiency of equity of the Managing director established by the paragraph the second Item 1 of the resolution of Board of National Bank of the Republic of Kazakhstan of April 27, 2018 No. 79 "About establishment of types of prudential standard rates for the organizations performing activities for management of investment portfolio, approval of rules and method of calculation of values of the prudential standard rates obligatory to observance by the organizations performing activities for management of investment portfolio" (it is registered in the Register of state registration of regulatory legal acts at No. 17008) (further - the resolution No. 79);

3) operational ensuring necessary value of coefficients of sufficiency of equity of the Managing director established by the paragraph the second Item 1 of the resolution No. 79.

2. Measures of permanent ensuring necessary value of coefficients of sufficiency of equity of the Managing director provide:

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