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Ministry of Justice

Russian Federation

On May 25, 2018 No. 51188

INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of March 15, 2018 No. 4739-U

About requirements to the organization and implementation by the clearing organization of internal control and internal audit

(as amended of the Instruction of the Central bank of the Russian Federation of 17.05.2021 No. 5793-U)

Based on part 4 Articles 10, Item 11 of part 1 of article 25 of the Federal Law of February 7, 2011 No. 7-FZ "About clearing, clearing activities and the central partner" (The Russian Federation Code, 2011, No. 7, Art. 904; No. 48, Art. 6728; No. 49, Art. 7040, Art. 7061; 2012, No. 53, Art. 7607; 2013, No. 30, Art. 4084; 2014, No. 11, Art. 1098; 2015, No. 27, Art. 4001; No. 29, Art. 4357; 2016, No. 1, Art. 23, Art. 47; 2017, No. 30, of the Art. 4456) (further - the Federal Law of February 7, 2011 No. 7-FZ) this Instruction establishes requirements to the organization and implementation by the clearing organization of internal control and internal audit, including the requirement to the documents of the clearing organization establishing procedure it internal control and internal audit.

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