INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of April 9, 2018 No. 4772-U

About modification of the Instruction of the Bank of Russia of September 9, 2015 No. 3777-U "About creation and submission to the Bank of Russia of the reporting and other information on risks of bank holding"

1. Based on part one of article 57 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4273, Art. 4295; 2017, No. 1, Art. 46; No. 14, Art. 1997; No. 18, Art. 2661, Art. 2669; No. 27, Art. 3950; No. 30, Art. 4456; No. 31, Art. 4830; No. 50, Art. 7562; 2018, No. 1, Art. 66; No. 9, Art. 1286; No. 11, the Art. 1584, the Art. 1588), parts two of article 43 of the Federal law "About Banks and Banking Activity" (in edition of the Federal Law of February 3, 1996 No. 17-FZ) (Sheets of the Congress of People's Deputies of RSFSR and the Supreme Council of RSFSR, 1990, No. 27, Art. 357; Russian Federation Code, 1996, No. 6, Art. 492; 1998, No. 31, Art. 3829; 1999, No. 28, Art. 3459, Art. 3469; 2001, No. 26, Art. 2586; No. 33, Art. 3424; 2002, No. 12, Art. 1093; 2003, No. 27, Art. 2700; No. 50, Art. 4855; No. 52, Art. 5033, Art. 5037; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 1, Art. 18, Art. 45; No. 30, Art. 3117; 2006, No. 6, Art. 636; No. 19, Art. 2061; No. 31, Art. 3439; No. 52, Art. 5497; 2007, No. 1, Art. 9; No. 22, Art. 2563; No. 31, Art. 4011; No. 41, Art. 4845; No. 45, Art. 5425; No. 50, Art. 6238; 2008, No. 10, Art. 895; 2009, No. 1, Art. 23; No. 9, Art. 1043; No. 18, Art. 2153; No. 23, Art. 2776; No. 30, Art. 3739; No. 48, Art. 5731; No. 52, Art. 6428; 2010, No. 8, Art. 775; No. 27, Art. 3432; No. 30, Art. 4012; No. 31, Art. 4193; No. 47, Art. 6028; 2011, No. 7, Art. 905; No. 27, Art. 3873, Art. 3880; No. 29, Art. 4291; No. 48, Art. 6730; No. 49, Art. 7069; No. 50, Art. 7351; 2012, No. 27, Art. 3588; No. 31, Art. 4333; No. 50, Art. 6954; No. 53, Art. 7605, Art. 7607; 2013, No. 11, Art. 1076; No. 19, Art. 2317, Art. 2329; No. 26, Art. 3207; No. 27, Art. 3438, Art. 3477; No. 30, Art. 4084; No. 40, Art. 5036; No. 49, Art. 6336; No. 51, Art. 6683, Art. 6699; 2014, No. 6, Art. 563; No. 19, Art. 2311; No. 26, Art. 3379, Art. 3395; No. 30, Art. 4219; No. 40, Art. 5317, Art. 5320; No. 45, Art. 6144, Art. 6154; No. 49, Art. 6912; No. 52, Art. 7543; 2015, No. 1, Art. 37; No. 17, Art. 2473; No. 27, Art. 3947, Art. 3950; No. 29, Art. 4355, Art. 4357, Art. 4385; No. 51, Art. 7243; 2016, No. 1, Art. 23; No. 15, Art. 2050; No. 26, Art. 3860; No. 27, Art. 4294, Art. 4295; 2017, No. 14, Art. 2000; No. 18, Art. 2661, Art. 2669; No. 25, Art. 3596; No. 30, Art. 4456; No. 31, Art. 4754, Art. 4830; 2018, No. 1, the Art. 66) and according to the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of March 26, 2018 No. 9) to bring in the Instruction of the Bank of Russia of September 9, 2015 No. 3777-U "About creation and submission to the Bank of Russia of the reporting and other information on risks of bank holding", registered by the Ministry of Justice of the Russian Federation on November 9, 2015 No. 39615, the following changes.

1.1. Add Item 1 with the paragraph of the following content:

"consolidated financial statements of bank holding.".

1.2. State Item 2 in the following edition:

"2. The reporting and other information on risks of bank holding (in form of appendices 1 - 3 to this Instruction and consolidated financial statements of bank holding) are represented by parent organization of bank holding to structural division of the Bank of Russia, authorized to perform acceptance of the reporting and other information on risks of bank holding, determined according to the Instruction of the Bank of Russia of September 9, 2015 No. 3780-U "About the notification procedure of the Bank of Russia about formation of bank holding, about creation of managing company of bank holding and the powers conferred to it", the registered Ministry of Justice of the Russian Federation on November 9, 2015 No. 39616, on February 6, 2018 No. 49919 (further - authorized structural division of the Bank of Russia).".

1.3. In Item 3:

add subitem 3.2 with paragraphs of the following content:

"if the bank holding ceases to correspond to provisions of article 4 of the Federal law "About Banks and Banking Activity" (in edition of the Federal Law of February 3, 1996 No. 17-FZ) - no later than 10 working days from the date of approach of the basis owing to which the bank holding ceases to correspond to provisions of article 4 of the Federal law "About Banks and Banking Activity" (in edition of the Federal Law of February 3, 1996 No. 17-FZ);

in process of change of data (except for the data caused by change of book value of shares (shares) of members of bank holding - nonresidents, connected with their revaluation in foreign currency) - no later than 10 working days from the date of change of data.";

add with subitem 3.4 of the following content:

"3.4. Consolidated financial statements of bank holding:

for January 1 and for July 1 - in the terms established by the Instruction of the Bank of Russia of November 27, 2017 No. 4619-U "About procedure and terms of disclosure and submission of consolidated financial statements by bank holdings", the registered Ministry of Justice of the Russian Federation on February 9, 2018 No. 49985.".

1.4. In appendix 2:

0415002 "The report on the list of members of bank holding and investments in shares of investment funds" after the table of the Section II to add form of the reporting with the Section III of the following content:

"Section III. For information only

The share of banking activity in activities of bank holding determined according to the Instruction of the Bank of Russia of November 27, 2017 No. 4618-U "About technique of determination of share of banking activity in activities of bank holding" the registered Ministry of Justice of the Russian Federation 49920, constitutes on February 6, 2018 No. __ percent as of July 1 ____ years.";

according to the procedure of creation and submission of the reporting under form 0415002 "Report on the list of members of bank holding and investments in shares of investment funds":

the fifth Item 12 to state the paragraph in the following edition:

"4 - the structured organization";

add with Items 24 and 25 of the following content:

"24. In the Section III of the Report the share of banking activity in activities of bank holding determined according to the Instruction of the Bank of Russia of November 27, 2017 No. 4618-U "About technique of determination of share of banking activity in activities of bank holding", the registered Ministry of Justice of the Russian Federation on February 6, 2018 No. 49920 is specified. Information of the Section III of the Report is provided annually as of July 1.

25. If the bank holding ceases to correspond to provisions of article 4 of the Federal law "About Banks and Banking Activity" (in edition of the Federal Law of February 3, 1996 No. 17-FZ), the parent organization of bank holding submits the Report in which shall be filled in the Bank of Russia:

column 1 - 5, the 10th Section I of the Report;

column 13 of the Section I of the Report - the basis owing to which the bank holding ceases to correspond to provisions of article 4 of the Federal law "About Banks and Banking Activity" (in edition of the Federal Law of February 3, 1996 No. 17-FZ) (reducing share of banking activity in activities of bank holding to level less than 40 percent as of July 1, or absence at parent organization of bank holding of opportunity to control activities of credit institution, or other circumstances which are not allowing to refer consolidation of legal entities with participation of credit institution to bank holding shall be specified);

the Section III of the Report - in case of reducing share of banking activity in activities of bank holding to level less than 40 percent as of July 1.".

2. This Instruction becomes effective after 10 days after day of its official publication.

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info