INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of January 15, 2018 No. 4686-U

About modification of the Instruction of the Bank of Russia of August 30, 2016 No. 4120-U "About procedure for accounting of obligations of bank to investors and demands in reconvention of bank to the investor, form of the register of obligations of bank to investors and procedure for forming of the register of obligations of bank to investors"

1. According to item 4 of part 3 of article 6 of the Federal Law of December 23, 2003 No. 177-FZ "About deposit insurance in banks of the Russian Federation" (The Russian Federation Code, 2003, No. 52, Art. 5029; 2004, No. 34, Art. 3521; 2005, No. 1, Art. 23; 2006, No. 31, Art. 3449; 2007, No. 12, Art. 1350; 2008, No. 42, Art. 4699; No. 52, Art. 6225; 2011, No. 1, Art. 49; No. 27, Art. 3873; No. 29, Art. 4262; No. 49, Art. 7059; 2013, No. 19, Art. 2308; No. 27, Art. 3438; No. 49, Art. 6336; No. 52, Art. 6975; 2014, No. 14, Art. 1533; No. 30, Art. 4219; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 14; No. 27, Art. 3958; No. 29, Art. 4355; 2016, No. 27, Art. 4297; 2017, No. 18, Art. 2661, Art. 2669; No. 31, Art. 4789, Art. 4816; "The official Internet portal of legal information" (www.pravo.gov.ru), on December 29, 2017, on December 31, 2017), article 57 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4273, Art. 4295; 2017, No. 1, Art. 46; No. 14, Art. 1997; No. 18, Art. 2661, Art. 2669; No. 27, Art. 3950; No. 30, Art. 4456; No. 50, Art. 7562; "The official Internet portal of legal information" (www.pravo.gov.ru), on December 31, 2017) to bring in the Instruction of the Bank of Russia of August 30, 2016 No. 4120-U "About procedure for accounting of obligations of bank to investors and demands in reconvention of bank to the investor, form of the register of obligations of bank to investors and procedure for forming of the register of obligations of bank to investors", registered by the Ministry of Justice of the Russian Federation on December 5, 2016 No. 44555, the following changes.

1.1. To add Item 2.5 after the words "in the Bank of Russia" with words "(Department of the admission and termination of activities of the financial organizations of the Bank of Russia in case of loss occurrence, stipulated in Item 1 parts 1 of article 8 of the Federal Law, or Department of financial improvement of the Bank of Russia in case of loss occurrence, stipulated in Item 2 parts 1 of article 8 of the Federal Law)".

1.2. In appendix 1:

in the Section I:

add table 3 with line 12 of the following content:

"

";

the fourth offer of the paragraph after table 3 to state in the following edition: "Lines 4, of 8, 11 and 12 are filled in the presence in bank of the relevant information provided by the investor.";

in the Section II:

the fourth to state the paragraph in the following edition:

"(4) the Account - contains 20 signs according to the Scheme of designation of personal accounts and their numbering (according to key accounts) given in appendix 1 to appendix to the Provision of the Bank of Russia of February 27, 2017 No. 579-P "About the Chart of accounts of financial accounting for credit institutions and procedure for its application", to No. registered by the Ministry of Justice of the Russian Federation on March 20, 2017 46021, on July 20, 2017 No. 47474, on December 12, 2017 No. 49220.";

add with the paragraph of the following content:

"(9) the Insurance Number of Individual Ledger Account - is filled in in the XXX-XXX-XXX XX format (three groups on three figures in each group divided by sign" -" (dash), two last figures are separated these groups by gap).".

1.3. In the table of appendix 2:

in the name of column 4 of the word "(in the presence)" to exclude;

add with the column 20 of the following content:

"Insurance number of the individual ledger account";

10, the 16 and 20 lines "TOTAL" to add columns with symbol "X".

1.4. In appendix 3 to add the table "Information about the Investor before Whom the Bank Has Obligations" after the column "Code of Type and Details of the Identity Document" with the column of the following content:

"Insurance number of the individual ledger account".

1.5. In appendix 4 of the word "Department of Licensing of Activities and Financial Improvement of Credit Institutions of the Bank of Russia" shall be replaced with words "Department of banking supervision of the Bank of Russia, Service of the current banking supervision of the Bank of Russia", shall be replaced with words the words "director of the department of licensing of activities and financial improvement of credit institutions of the Bank of Russia" "the director of the department of banking supervision of the Bank of Russia, the head of Service of the current banking supervision of the Bank of Russia".

2. This Instruction becomes effective after 10 days after day of its official publication.

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