RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of January 31, 2019 No. 17

About introduction of amendments to the resolution of Board of National Bank of the Republic of Kazakhstan of January 28, 2016 No. 27 "About approval of Rules of provision by nominee holders of electronic services"

For the purpose of enhancement of regulatory legal acts of the Republic of Kazakhstan the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of January 28, 2016 No. 27 "About approval of Rules of provision by nominee holders of electronic services" (it is registered in the Register of state registration of regulatory legal acts of the Republic of Kazakhstan at No. 13310, it is published on April 4, 2016 in information system of law of regulatory legal acts of the Republic of Kazakhstan of Ad_let) the following changes:

in Rules of provision by nominee holders of the electronic services approved by the specified resolution:

in Item 2:

3) to state the subitem in the following edition:

"3) trade platform of the broker - set of program and technical means of the broker, including its information systems, providing information on financial instrument transactions in trade system of stock exchange and (or) in the international market of securities, about transactions with foreign currency (regarding the organization of exchange transactions with non-cash foreign currency) in trade system of stock exchange, securities portfolio and other financial instruments of the client, other information, and also provision to the client of electronic services;";

14) to state the subitem in the following edition:

"14) trading activity - the transaction performed by the broker according to the order of the client on:

to purchase or sale of the financial instrument, performed through trade platform of the broker in trade system of stock exchange and (or) in the international market of securities;

to purchase or sale of non-cash foreign currency, performed through trade platform of the broker in trade system of stock exchange;

to write-off (transfer) of money with (on) accounts (account) of the client;";

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