RESOLUTION OF THE NATIONAL COMMISSION ON THE FINANCIAL MARKET OF THE REPUBLIC OF MOLDOVA

of February 4, 2019 No. 5/2

About the special transactions approved with NKFR

For ensuring the corresponding application of provisions of Item d) Article 41.4 of Rules of the controlled market of Stock exchange of Moldova (Resolution NKFR No. 23/3 of 08:05. 2015), based on part (1) Articles 1, Articles 3, Items b) and t) Articles 8, Item d) parts (1) Articles 9, parts (1) article 20 of the Law on the National commission on the financial market No. 192/1998, of part (2) Articles 1, Articles 5, parts (4) Article 60 and Item d) parts (1) article 69 of the Law on the capital market No. 171/2012, of the subitem 37) Item 8 of Regulations on the organization and functioning of NKFR (The resolution NKFR No. 49/16 of 1:11. 2018) National commission on the DECIDES: financial market

1. Transactions of purchase and sale with the securities issued by banks, insurers (overcautious persons) and investment societies can be registered as special transactions according to Item d) Article 41.4 of Rules of the controlled market of Stock exchange of Moldova (The resolution NKFR No. 23/3 of 8:05. 2015), if:

a) the decision of the National commission on the financial market was received;

b) the number of tradable securities makes at least essential ownership in case of banks, essential participation in case of insurers (overcautious persons) or qualified participation in case of investment societies;

c) The cost of the transaction exceeds one million lei in case of banks and insurers (overcautious persons).

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