INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of July 12, 2019 No. 5198-U

About modification of the Instruction of the Bank of Russia of September 1, 2014 No. 156-I "About the organization of inspection activities of the Bank of Russia concerning not credit financial credit institutions, self-regulatory organizations of not credit financial credit institutions and not being credit institutions of operators of payment systems, operators of services of payment infrastructure"

1. According to article 76.5 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44; Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4273, Art. 4295; 2017, No. 1, Art. 46; No. 14, Art. 1997; No. 18, Art. 2661, Art. 2669; No. 27, Art. 3950; No. 30, Art. 4456; No. 31, Art. 4830; No. 50, Art. 7562; 2018, No. 1, Art. 66; No. 9, Art. 1286; No. 11, Art. 1584, Art. 1588; No. 18, Art. 2557; No. 24, Art. 3400; No. 27, Art. 3950; No. 31, Art. 4852; No. 32, Art. 5115; No. 49, Art. 7524; No. 53, Art. 8411, Art. 8440; 2019, No. 18, Art. 2198; No. 23, of the Art. 2921) to bring in the Instruction of the Bank of Russia of September 1, 2014 No. 156-I "About the organization of inspection activities of the Bank of Russia concerning not credit financial credit institutions, self-regulatory organizations of not credit financial credit institutions and not being credit institutions of operators of payment systems, operators of services of payment infrastructure" ("the Bulletin of the Bank of Russia" of September 9, 2014 No. 80, of August 17, 2016 No. 74, of April 20, 2017 No. 39, of June 28, 2017 No. 54, of August 16, 2017 No. 73, of August 30, 2017 No. 75, of September 21, 2017 No. 82, of August 2, 2018 No. 60, of September 26, 2018 No. 72) the following changes.

1.1. In Item 1.7:

in subitem 1.7.1 after the words "including computers" to add with words "the organizational equipment,", words" (including hard drives of computers (servers and workstations), remote memory devices and alienable (removable) machine data carriers), calculators, photocopiers, scanners, phones (including cellular communication)" to exclude;

in subitem 1.7.3 of the word "in electronic form" and "(their copies)" to exclude, after the word "is performed" to add with the words "electronically, except for documents, forming and which direction according to this Instruction or other regulations of the Bank of Russia is provided on paper".

1.2. In Item 3.4:

to state the paragraph of the sixth of subitem 3.4.1 in the following edition:

"Along with the direction of the notification on change of the specified data on the subsupervising organization in the Main inspection the profile territorial office of the Bank of Russia sends it to operating unit of central office of the Bank of Russia (according to competence).";

subitem 3.4.2 in paragraph one to exclude the word "copies".

1.3. In Item 4.7:

the fourth - the ninth to state paragraphs in the following edition:

"Forming and the direction of the order on conducting check (amendment to the order on conducting check) and tasks for conducting check (amendment to task for conducting check) is performed electronically, and in case of impossibility of their forming and the direction electronically - on paper.

The right to signing can be granted to the deputy manager of the Main inspection:

orders on conducting check (amendment to the order on conducting check) and tasks for conducting check (amendment to task for conducting check) - based on the order on conducting check (amendment to the order on conducting check) signed by management of the Bank of Russia;

orders on conducting check (amendment to the order on conducting check), tasks for conducting check (amendment to task for conducting check) and the order on conducting check (amendment to the order on conducting check) - based on the notification on the decision made by management of the Bank of Russia, or the notification on availability of the basis for the carrying out unscheduled inspection of microfinance company provided by the paragraph the twelfth Item 4.1 of this Instruction.

The right to signing can be granted to the general inspector of the Main inspection:

orders on conducting check (amendment to the order on conducting check) and tasks for conducting check (amendment to task for conducting check) - based on the order on conducting check (amendment to the order on conducting check) signed by management of the Bank of Russia or the deputy manager of the Main inspection;";

add with the new paragraph of the following content:

"orders on conducting check (amendment to the order on conducting check), tasks for conducting check (amendment to task for conducting check) and the order on conducting check (amendment to the order on conducting check) - based on the notification on the decision made by management of the Bank of Russia or the authorized deputy manager of the Main inspection, or the notification on availability of the basis for the carrying out unscheduled inspection of microfinance company provided by the paragraph the twelfth Item 4.1 of this Instruction.".

1.4. To state the paragraph of the sixth of Item 5.6 in the following edition:

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info