INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of June 6, 2019 No. 5165-U

About modification of the Provision of the Bank of Russia of December 3, 2015 No. 510-P "About procedure of payments of the standard rate of short-term liquidity ("Basel III") system significant credit institutions"

1. Based on article 57 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4273, Art. 4295; 2017, No. 1, Art. 46; No. 14, Art. 1997; No. 18, Art. 2661, Art. 2669; No. 27, Art. 3950; No. 30, Art. 4456; No. 31, Art. 4830; No. 50, Art. 7562; 2018, No. 1, Art. 66; No. 9, Art. 1286; No. 11, Art. 1584, Art. 1588; No. 18, Art. 2557; No. 24, Art. 3400; No. 27, Art. 3950; No. 31, Art. 4852; No. 32, Art. 5115; No. 49, Art. 7524; No. 53, Art. 8411, Art. 8440; 2019, No. 18, the Art. 2198) and according to the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of May 31, 2019 No. 10) to bring in the Provision of the Bank of Russia of December 3, 2015 No. 510-P "About procedure of payments of the standard rate of short-term liquidity ("Basel III") system significant credit institutions", registered by the Ministry of Justice of the Russian Federation on December 28, 2015 No. 40319, the following changes.

1.1. In Item 1.2 of the word "(" the Bulletin of the Bank of Russia" of June 26, 2014 No. 60, of December 22, 2014 No. 112, of December 31, 2015 No. 122)" shall be replaced with words ", on September 2, 2019 No. 55800".

1.2. State Item 2.1 in the following edition:

"2.1. In addition to the assets specified in Item 2.5 of the Provision of the Bank of Russia No. 421-P for the purpose of calculation of the standard rate of H26 of highly liquid assets of the first level are included:

means on correspondent and deposit accounts in Central Bank of foreign state in which the member of banking group is registered as the legal entity, poste restante and with remaining period before repayment one calendar day;

requirements with completion date not later than the next calendar day on receipt of the added (cumulative) percent on correspondent and deposit accounts in Central Bank of foreign state in which the member of banking group is registered as the legal entity;

the overpayment amounts which are subject to return to the member of banking group from accounts on accounting of required reserves in authorized bodies of foreign states no later than the next calendar day from settlement date of the standard rate of H26;

means on deposit accounts taking into account requirements for receipt of the added (cumulative) percent with remaining period before repayment more than one calendar day in case of accomplishment of the conditions established by the paragraph the seventh this Item;

the amounts of required reserves (their part) in case of accomplishment of the conditions established by the paragraph the seventh this Item.

The means specified in paragraphs five and pole of this Item are included highly liquid assets of the first level if the member of banking group is granted the right to address to Central Bank (authorized body) of foreign state in which the member of banking group is registered as the legal entity, with the requirement about early return of the deposit taking into account the corresponding added (cumulative) percent placed for certain term behind return of the amounts of required reserves (their part) if return of appropriate means (their part) be performed no later than the next calendar day from settlement date of the standard rate of H26 according to the legislation (regulations of Central Bank or other authorized body) of foreign state in which the member of banking group is registered as the legal entity, in case of observance of conditions, stipulated in Item 2.1 Provisions of the Bank of Russia No. 421-P.

The parent credit institution of banking group upon the demand of the Bank of Russia (structural division of the Bank of Russia exercising supervision of activities of parent credit institution of banking group) represents to the Bank of Russia (the structural division of the Bank of Russia exercising supervision of activities of parent credit institution of banking group):

the conclusion of person (persons), competent (competent) to render legal and (or) auditor services, confirming the term of return of the amounts of overpayment according to accounts of required reserves, opportunity and terms of early return of the deposit placed for certain term and return of the amounts of required reserves (their part) according to the legislation of foreign state in which the member of banking group is registered as the legal entity;

copies of the corresponding legal acts (regulations of Central Bank or other authorized body) of foreign state in which the member of banking group is registered as the legal entity, and their certified translations into Russian.".

1.3. Add Item 2.11 with the new paragraph of the following content:

"Parent credit institution of banking group (credit institution) upon the demand of the Bank of Russia (structural division of the Bank of Russia exercising supervision of activities of parent credit institution of banking group (credit institution) represents to the Bank of Russia (the structural division of the Bank of Russia exercising supervision of activities of parent credit institution of banking group) information on the used criteria of availability of the active market on highly liquid assets and possibility of use of highly liquid assets for attraction of money (access to the market).".

1.4. In paragraph three of Item 4.1 of the word "(" the Bulletin of the Bank of Russia" of February 4, 2004 No. 7, of December 31, 2004 No. 74, of April 1, 2009 No. 21, of July 9, 2014 No. 63)" shall be replaced with words ", on October 25, 2017 No. 48670".

1.5. The paragraph one of Item 4.2 to state in the following edition:

"4.2. The parent credit institution of banking group (credit institution) monthly as of the first day of every month represents to the Bank of Russia (the structural division exercising supervision of activities of parent credit institution of banking group (credit institution) of the data on calculation of the standard rate of H26 (N 27) and its value according to the reporting under form 0409805 "Calculation of own means (capital) and values of obligatory standard rates of banking group" (the reporting under form 0409135 "Information on obligatory standard rates and on other indicators of activities of credit institution") according to the procedure and the terms established by the Instruction of the Bank of Russia of October 8, 2018 No. 4927-U "About the list, forms and procedure for creation and representation of forms of the reporting of credit institutions in the Central bank of the Russian Federation", the registered Ministry of Justice of the Russian Federation on December 13, 2018 No. 52992.".

1.6. The third and fourth Item 5.1 after words of "physical persons" to add paragraphs with the words "and (or) subjects of small business".

1.7. In Item 5.4:

word in paragraph one of "limit of irrevocable credit line" shall be replaced with words "additional requirements (assets)";

word in paragraph three of "irrevocable credit lines" shall be replaced with words "additional requirements (assets)";

in paragraph four word "(" the Bulletin of the Bank of Russia" of June 15, 2015 No. 51, of December 31, 2015 No. 122)" shall be replaced with words ", on December 7, 2017 No. 49156, on September 5, 2018 No. 52084";

word in paragraph five to "liquidity management" shall be replaced with words to "liquidity risk management";

1.8. In appendix 1:

in the paragraph the second Item 12 of the word "liquidity managements" shall be replaced with words "liquidity risk managements";

in Item 13 of the word "on December 3, 2015 No. 3876-U " about forms, procedure and terms of disclosure by parent credit institutions of banking groups of information on the accepted risks, procedures of their assessment, risk management and the capital ", No. 40322 registered by the Ministry of Justice of the Russian Federation on December 28, 2015 (" the Bulletin of the Bank of Russia " on December 31, 2015 No. 122)" shall be replaced with words "on August 7, 2017 No. 4481-U "About rules and terms of disclosure by parent credit institutions of banking groups of information on the accepted risks, procedures of their assessment, risk management and the capital and about the financial instruments included in calculation of own means (capital) of banking group", No. registered by the Ministry of Justice of the Russian Federation on November 1, 2017 48770, and Instructions of the Bank of Russia of November 27, 2018 in No. 4983-U "About forms, procedure and terms of disclosure by credit institutions of information on the activities" No. 53861 registered by the Ministry of Justice of the Russian Federation on February 21, 2019".

1.9. The fifth Item 1 of appendix 2 to state the paragraph in the following edition:

"possibilities of immediate realization (transfer to providing) of highly liquid assets, availability of restrictions for making of such transactions (transactions), and also the criteria of availability of the active market on highly liquid assets established in internal documents of parent credit institution of banking group (credit institution) and members of banking group according to Item 2.11 of this provision;".

2. This Instruction becomes effective after 10 days after day of its official publication.

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