INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of October 30, 2019 No. 5303-U

About modification of the Instruction of the Bank of Russia of February 25, 2014 No. 149-I "About the organization of inspection activities of the Central bank of the Russian Federation (Bank of Russia)"

Based on part four of article 73 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2019, No. 29, the Art. 3857) and according to the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of October 25, 2019 No. 28) to bring in the Instruction of the Bank of Russia of February 25, 2014 No. 149-I "About the organization of inspection activities of the Central bank of the Russian Federation (Bank of Russia)" ("the Bulletin of the Bank of Russia" of March 13, 2014 No. 23 - 24, of December 23, 2015 No. 117, of February 22, 2017 No. 22, of May 4, 2017 No. 43, of September 27, 2017 No. 83, of October 6, 2017 No. 86, of September 28, 2018 No. 75, of December 25, 2018 No. 96) (further - the Instruction of the Bank of Russia No. 149-I) the following changes:

1. In subitem 1.2.1 of Item 1.2 of the word "taking into account the features determined by Items 1. 4, 4.10 - 4.14 these Instructions," to exclude.

2. Add Item 1.3 with subitem 1.3.5 of the following content:

"1.3.5. Features of interaction of structural divisions of the Bank of Russia under the organization of inspection activities can be determined including the corresponding regulations of interaction developed by them (if necessary).".

3. Declare Item 1.7 invalid.

4. Add with Item 1.7.1 of the following content:

"1.7.1. Credit institutions (their branches) are performed on planned and unplanned basis.

Forming of the plan of checks (further - the Plan) including including checks of credit institutions (their branches), introduction in it of changes, and also initiation of unscheduled and repeated inspections of credit institutions (their branches) on the same questions for the same accounting period of their activities (further - repeated check) is performed according to the administrative act of the Bank of Russia.".

5. In Item 1.8:

in subitem 1.8.1:

after words" (including computers," to add with words "the organizational equipment,";

words" (including hard drives of computers (servers and workstations), remote memory devices and alienable (removable) machine data carriers)," to exclude calculators, photocopiers, scanners, phones (including cellular communication);

state subitems 1.8.2 and 1.8.3 in the following edition:

"1.8.2. The direction of information connected with the organization of inspection activities of the Bank of Russia concerning credit institutions (their branches) (including the organization, carrying out and registration of results of checks of credit institutions (their branches), it is performed with observance of requirements for ensuring information security of electronic technologies of transfer, processing and storage in system of the Bank of Russia of information of limited access according to the procedure, established by normative and other acts of the Bank of Russia (further - in accordance with the established procedure).

1.8.3. Forming and the direction of the documents constituted during the organization, carrying out and registration of results of checks of credit institutions (their branches) is performed electronically, except for documents, forming and which direction according to this Instruction or other regulations of the Bank of Russia is provided on paper, according to the procedure and the terms determined by the normative and other acts of the Bank of Russia regulating questions of documentary ensuring management and use of technologies of electronic document management in organizations of system of the Bank of Russia, administrative documents of the Bank of Russia or Main inspection.".

6. Chapter 2 - 5 to recognize invalid.

7. In paragraphs second and third subitem 6.1. 2, paragraph the second subitem 6.1.3 of Item 6. Paragraph one of Item 9.1 of the word "Consolidating plan" in the corresponding case to replace 1, with the word "Plan" in the corresponding case.

8. Add Item 6.2 with subitem 6.2.4 of the following content:

"6.2.4. The head of territorial office of the Bank of Russia on the location of structural division of credit institution (including on the location of branch of credit institution or internal structural division of credit institution (its branch) (or the head of other territorial office of the Bank of Russia which if necessary is determined by structural division of central office of the Bank of Russia (according to competence) provides participation of employees of structural divisions of such territorial office of the Bank of Russia in conducting planned inspection of credit institution (its branch).".

9. In Item 6.6:

word in paragraph one to "management of the Bank of Russia" shall be replaced with words "To the chairman of the Bank of Russia (to person, it replacing), to the First Deputy Chairman of the Bank of Russia and (or) the vice-chairman of the Bank of Russia who are directly coordinating and controlling work of structural divisions of the Bank of Russia who perform functions of banking supervision and (or) representatives of which are part of Committee of financial supervision of the Bank of Russia, to the First Deputy Chairman of the Bank of Russia who is directly coordinating and controlling work of Department of financial stability of the Bank of Russia, to the head of the Main inspection (to person, it replacing) (further - management of the Bank of Russia)";

in paragraphs four and the seventh to replace the words "Consolidating plan" with the word "Plan".

10. In Item 6.8:

in subitem 6.8.1:

in paragraph one of the word "Consolidating plan" to replace with the word "Plan", words "according to Items 2. 3.3 and to subitem 4.5.4 of Item 4.5 of this Instruction" to exclude 4,;

state paragraph two in the following edition:

"The decision on feasibility (inexpediency) of modification of the Plan or on carrying out unscheduled inspection of bank according to the offer of the Agency also may contain:";

in subitem 6.8.2.1:

the paragraph one to state in the following edition:

"6.8.2.1. The structural division of the Bank of Russia performing bank no later than the working day following behind day of identification of violations of the law about deposit insurance in banks directs in accordance with the established procedure:";

in the paragraph the second shall be replaced with words words of "copies of documents" "documents (information)";

declare subitem 6.8.3 invalid.

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