RESOLUTION OF THE NATIONAL COMMISSION ON THE FINANCIAL MARKET OF THE REPUBLIC OF MOLDOVA

of February 24, 2020 No. 7/5

About modification of the Instruction about the reporting of licensed and authorized persons in the capital market

According to Item 1 of Article 1, to Article 3, to Article 4, to Article 8, to letter b) and letter i), Article 20, Item (1) the Law No. 192/1998 on the National commission of the financial market, the Art. 1, Art. 5 and the Art. 140, Item (15), letter c) the Law No. 171/2012 on the capital market, item 8 of the item (37) and item 14 of Regulations concerning the organization and functioning of NKFR (The solution of NKFR No. 49/16 of 01:11. 2018), the National financial market commission DECIDES:

The instruction on the reporting of licensed and authorized persons in the capital market approved by the Decision of the National commission on the financial market No. 38/5 of 03:07. 2015, with subsequent changes, changes as follows:

1) In item 4 the text "Item 2 and Item 3" is replaced with the text "Item 2".

2) in Item 6 the text "the Form 29 -" The Report on the issued / accepted securities "-further F29; The Form 30 - "The report on the issued / accepted credits" - further F30; The Form 31 - "The report on transactions with derivative financial instruments" - further F31; The Form 32 - "The report on marginal purchases" - further F32; The Form 33 - "The report on short sales" - further F33 "is excluded.

3) In Item 7 the text "Monthly reports" is replaced with the text "Quarterly reports".

4) In Item 10:

a) in Item 2) the text", F 29, F 30, F 32, F33" is excluded;

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