It is registered
Ministry of Justice of Ukraine
December 30, 2020
No. 1330/35613
of November 24, 2020 No. 708
About approval of the Procedure for conducting checks in the field of professional activity in the capital markets and the organized goods markets
According to Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine" and to Item 14 of the Section II "Final provisions" of the Law of Ukraine of September 12, 2019 "About modification of some legal acts of Ukraine concerning enhancement of functions on state regulation of the markets of financial services" the National commission on securities and the stock market SOLVED No. 79-IX:
1. Approve the Procedure for conducting checks in the field of professional activity in the capital markets and the organized goods markets which is applied.
the decision of the National commission on securities and the stock market of February 12, 2013 No. 161 "About approval of the Procedure for conducting checks of observance of requirements of the legislation on securities of rather professional activity in the stock market and activities of the self-regulating organizations of professional participants of the stock market", registered in the Ministry of Justice of Ukraine on March 06, 2013 for No. 377/22909;
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The document ceased to be valid since March 28, 2024 according to Item 2 of the Decision of the National commission on securities and the stock market of Ukraine of February 16, 2024 No. 189