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Ministry of Justice of Ukraine

January 14, 2021

No. 63/35685

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of November 3, 2020 No. 642

About recognition voided decisions of State commission on securities and to the stock market of December 12, 2006 No. 1449

(as amended on 02-07-2021)

According to Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", for the purpose of enhancement of requirements to procedure by dealers in securities of professional activity in the stock market (security market) - activities for the securities trading and assistance of their adaptation to international standards the National commission on securities and the stock market SOLVED:

1. Declare invalid the decision of State commission on securities and the stock market of December 12, 2006 No. 1449 "About approval of Rules (conditions) of implementation of activities for the securities trading: broker activities, dealer activities, underwriting, management of securities", registered in the Ministry of Justice of Ukraine on January 23, 2007 for No. 52/13319 (with changes).

2. To department of methodology of regulation of professional participants of the security market () provide Kurochkin I.:

submission of this decision on state registration in the Ministry of Justice of Ukraine;

promulgation of this decision on the official website of the National commission on securities and the stock market.

3. This decision becomes effective since July 1, 2021, but not earlier than day of its official publication.

4. Control over the implementation of this decision to assign to the member of the National commission on securities and the stock market Tarabakin D.

Commission chairman

T. Hromayev

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