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Ministry of Justice of Ukraine

January 14, 2021

No. 59/35681

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of December 1, 2020 No. 734

About modification of the decision of the National commission on securities and the stock market of August 06, 2013 No. 1414

According to Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", article 18 of the Law of Ukraine "About securities and the stock market", to the Law of Ukraine "About prevention and counteraction of legalization (washing) of income gained in the criminal way to financing of terrorism and financing of distribution of weapons of mass destruction" the National commission on securities and the stock market SOLVED:

1. In heading and Item 1 of the decision of the National commission on securities and the stock market of August 6, 2013 No. 1414 "About approval of the Regulations on features of implementation of activities for asset management of institution investors", registered in the Ministry of Justice of Ukraine on August 29, 2013 for No. 1486/24018 (with changes) to add with words "(activities for asset management)".

2. Bring in the Regulations on features of implementation of activities for asset management of institution investors approved by the decision of the National commission on securities and the stock market of August 6, 2013 No. 1414, No. 1486/24018 registered in the Ministry of Justice of Ukraine on August 29, 2013 (with changes), the following changes:

1) in the Section I:

add heading with words "(activities for asset management)";

Items 1, of 4, of 5, 9 and paragraphs the first, fifth Item 10 of the Section I after the word "investor" to add with words "(activities for asset management)";

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