INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of April 8, 2020 No. 5432-U

About modification of the Provision of the Bank of Russia of December 26, 2017 No. 622-P "About procedure for disclosure of information on persons, under control or considerable influence of which there are banks participants of system of compulsory deposit insurance of physical persons in banks of the Russian Federation, and also about procedure for disclosure and submission to the Bank of Russia of information on structure and shareholding structure (participants) of non-state pension funds, insurance companies, managing companies, microfinance companies, including about persons, under control or considerable influence of which they are"

Based on Item 5 of part 1 of article 44 of the Federal Law of December 23, 2003 No. 177-FZ "About deposit insurance in banks of the Russian Federation" (The Russian Federation Code, 2003, No. 52, Art. 5029; 2019, No. 49, the Art. 6953), Item 5 of article 4.1 of the Federal Law of May 7, 1998 No. 75-FZ "About non-state pension funds" (The Russian Federation Code, 1998, No. 19, Art. 2071; 2017, No. 31, the Art. 4830), Item 13 of article 32.1 of the Law of the Russian Federation of November 27, 1992 No. 4015-1 "About the organization of insurance case in the Russian Federation" (Sheets of the Congress of People's Deputies of the Russian Federation and the Supreme Council of the Russian Federation, 1993, No. 2, Art. 56; Russian Federation Code, 1998, No. 1, Art. 4; 2003, No. 50, Art. 4858; 2019, No. 49, the Art. 6953), Item 5 of article 38.1 of the Federal Law of November 29, 2001 No. 156-FZ "About investment funds" (The Russian Federation Code, 2001, No. 49, Art. 4562; 2013, No. 26, Art. 3207; 2017, No. 31, the Art. 4830) and parts 5 of article 4.3 of the Federal Law of July 2, 2010 No. 151-FZ "About microfinancial activities and the microfinancial organizations" (The Russian Federation Code, 2010, No. 27, Art. 3435; 2017, No. 31, Art. 4830; 2019, No. 31, Art. 4430):

1. Bring in the Provision of the Bank of Russia of December 26, 2017 No. 622-P "About procedure for disclosure of information on persons, under control or considerable influence of which there are participating banks of system of compulsory deposit insurance of physical persons in banks of the Russian Federation, and also about procedure for disclosure and submission to the Bank of Russia of information on structure and shareholding structure (participants) of non-state pension funds, insurance companies, managing companies, microfinance companies, including about persons, under control or considerable influence of which they are", registered by the Ministry of Justice of the Russian Federation on March 20, 2018 No. 50423, the following changes.

1.1. In preamble:

in paragraph one:

shall be replaced with words the words "About Deposit Insurance in Banks of the Russian Federation" "About deposit insurance in banks of the Russian Federation";

after words "Art. 2669; 31, Art. 4830" to add No. with words "; 2018, No. 18, Art. 2560; No. 53, Art. 8440, Art. 8463, Art. 8480; 2019, No. 31, Art. 4430; No. 49, the Art. 6953) (further - the Federal Law "About Microfinancial Activities and the Microfinancial Organizations")";

in paragraph three of the word of "microfinance companies" shall be replaced with words "the microfinance companies which are the commercial organizations (further - microfinance companies)", words" (further in case of joint mentioning - NFO)" to exclude.

1.2. In Item 1:

1.2.1. The paragraph one to state in the following edition:

"1. For ensuring access of the unrestricted group of people to information on persons, under control or considerable influence of which there are credit institutions, to information on structure and shareholding structure (participants) of funds, insurance companies, managing companies, microfinance companies (further in case of joint mentioning - NFO), including about persons, under control or considerable influence of which there are NFO, this information shall be posted by the Bank of Russia on the official site of the Bank of Russia on the Internet (further - the official site of the Bank of Russia).".

1.2.2. To declare the paragraph of the sixth of subitem 1.1 invalid.

1.2.3. In subitem 1.2:

to declare the paragraph of the sixth invalid;

add with new paragraphs of the following content:

"For placement of information on structure and shareholding structure (participants) of insurance companies (managing companies, microfinance companies), including about persons, under control or considerable influence of which there are insurance companies (managing companies, microfinance companies), on the official site of the Bank of Russia the specified organizations the following documents go to Department of the admission and termination of activities of the financial organizations of the Bank of Russia:

the statement for placement on the official site of the Bank of Russia of information on structure and shareholding structure (participants) of insurance company (managing company, microfinance company), including about persons, under control or considerable influence of which is insurance company (managing company, microfinance company) (further - the Statement 2);

the list of shareholders (participants) of insurance company (managing company, microfinance company) and persons, under control or considerable influence of which is insurance company (managing company, microfinance company) (further - the List 2);

the scheme of interrelations of shareholders (participants) of insurance company (managing company, microfinance company) and persons, under control or considerable influence of which is insurance company (managing company, microfinance company) (further - the Scheme 2).

The recommended application form 2 is given in appendix 12 to this Provision. The recommended sample of the List 2 is given in appendix 9 to this Provision. The example of filling of the List 2 is given in appendix 10 to this Provision. The example of creation of the Scheme 2 is given in appendix 11 to this Provision.".

1.2.4. In subitem 1.3:

in paragraph one:

words "files, each of which shall include both the List, and the Scheme. Names of files shall correspond to the following template: RByyyy_гггммдд.doc and RByyyy_ггггммдд.pdf" shall be replaced with words "the RByyyy_ггггммдд.doc file which shall contain the List and the Scheme, and the RByyyy_ггггммдд.xls file which shall contain data from the List and the Scheme";

replace the word "date" with the word "day";

state paragraph two in the following edition:

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info