INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of June 8, 2021 No. 5812-U

About modification of Items 6.1 and 7.5 of the Provision of the Bank of Russia of December 27, 2016 No. 572-P "About requirements to implementation of activities for maintaining the register of owners of securities"

Based on the paragraph of the sixth Item 1, Item 3.11 of Article 8, Item 3 of article 42 of the Federal Law of April 22, 1996 No. 39-FZ "About the security market" (The Russian Federation Code, 1996, No. 17, Art. 1918; 2020, No. 31, the Art. 5065), the subitem 3 of Item 2 of article 55 of the Federal Law of November 29, 2001 No. 156-FZ "About investment funds" (The Russian Federation Code, 2001, No. 49, Art. 4562; 2019, No. 18, Art. 2199):

1. Bring in the Provision of the Bank of Russia of December 27, 2016 No. 572-P "About requirements to implementation of activities for maintaining the register of owners of securities", registered by the Ministry of Justice of the Russian Federation on February 15, 2017 No. 45649, the following changes.

1.1. To declare subitem 6.1.2 of Item 6.1 invalid.

1.2. In paragraph five of Item 7.5 of the word "with all changes made to such decisions, reports or notifications on results of all issues of securities, notifications on state registration of all issues of securities of the issuer" shall be replaced with words ", the documents containing conditions of share placing and the securities converted into shares, and also prospectuses of securities of the issuer the changes made to the specified documents, reports (notifications) on results of releases (additional releases) of securities of the issuer, the documents confirming registration of releases (additional releases) of securities of the issuer".

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