DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of July 15, 2021 No. 507

About modification of the decision of the National commission on securities and the stock market of July 28, 2020 No. 405

According to article 255 of the Code of Ukraine about administrative offenses and Articles 7 - 9, 11, 12 Laws of Ukraine "About state regulation of the capital markets and the organized goods markets", and for the purpose of enhancement of the procedure of law enforcement in the capital markets and the organized goods markets, considering requirements of the legislation, the National commission on securities and the stock market SOLVED:

1. Bring in the decision of the National commission on securities and the stock market of July 28, 2020 No. 405 "About approval of Rules of hearing of cases about violation of requirements of the legislation in the capital markets and applications of sanctions or other corrective actions", registered in the Ministry of Justice of Ukraine on October 02, 2020 for No. 966/35249, the following changes:

state heading in the following edition:

"About approval of Rules of hearing of cases about violation of requirements of the legislation on the capital markets and the organized goods markets, applications of sanctions or other corrective actions";

state Item 1 in the following edition:

"1. Approve Rules of hearing of cases about violation of requirements of the legislation on the capital markets and the organized goods markets, applications of sanctions or other corrective actions which are applied.".

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