Agreement on exchange of information between authorized bodies on regulation of the security markets of state members of EurAsEC
of December 23, 2003
Committee on securities under Council of Ministers of the Republic of Belarus, National Bank of the Republic of Kazakhstan, State commission under the Government of the Kyrgyz Republic on the security market, the Federal Commission for the Securities Market of the Russian Federation, the Agency on securities and foreign investments under the Ministry of Finance of the Republic of Tajikistan which are hereinafter referred to as with the Parties
in view of the increasing internationalization of financial activities, need of strengthening of mutual cooperation and mutual consultations for the purpose of assistance to execution of the assigned tasks;
in view of importance of ensuring compliance and execution of the laws and other regulatory legal acts on the security market in state members of EurAsEC;
expressing intention to reach broad interaction for the purpose of contribution to execution of supervising functions;
agreed as follows:
For the purpose of this agreement:
"exchange of information" - the transfer and receipt of information performed between authorized bodies on regulation of the security markets of state members of EurAsEC;
"person" - physical person or legal entity;
"securities" - shares, bonds and other issued securities, shares (shares) in collective investment schemes, and also other securities and financial instruments which are traded on the exchanges or organizers of trade on the securities market and are in the field of regulation of the Parties.
1. The parties render each other, according to the legislation of their states, every possible assistance performed by them their control and supervising functions and harmonization of legislations of the state members of EurAsEC regulating activities in the security markets.
According to this Agreement the required Party provides access to the requesting Party which is available at its order of information.
2. In assistance to the Party it can be refused case:
Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info
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