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DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of December 16, 2021 No. 1221

About modification of the Regulations on implementation of depository activity

According to Item 13 parts one of article 8 of the Law of Ukraine "About state regulation of the capital markets and the organized goods markets", the Law of Ukraine "About depositary system of Ukraine", for the purpose of simplification of investment attraction in securities the National commission on securities and the stock market solved:

1. Bring in the Regulations on implementation of depository activity approved by the decision of the National commission on securities and the stock market of April 23, 2013 No. 735, registered in the Ministry of Justice of Ukraine on June 27, 2013 for No. 1084/23616, the following changes:

1) in Chapter II:

add Item 8 after paragraph one with the paragraph the second the following content:

"the documents submitted for opening of the account in securities;".

With respect thereto paragraphs two - to consider the seventh respectively paragraphs third - the eighth;

in paragraph one of Item 10 of the word of "modification of system of depositary accounting" shall be replaced with words "implementation of depository operations (modification of system of depositary accounting)", after the words "or are provided" "issuer" to replace the word with the word "client";

The paragraph the fifth Item 3 of the Section III to state 2) in the following edition:

"The list, procedure for forming and maintaining accounting registers on reflection of administrative, accounting and information transactions, creation forms (the paper and/or electronic document) of statements and account statements in securities and other information messages are established by internal documents of depository institution, Central depositary.";

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