ORDER OF THE FEDERAL SERVICE FOR FINANCIAL MARKETS OF THE RUSSIAN FEDERATION

of August 24, 2006 No. 06-95/pz-n

About procedure for rendering the services promoting the conclusion of the agreements which are derivative financial instruments

According to Items 3, the 4 and 13 article 42 of the Federal Law of 22.04.96 No. 39-FZ "About the security market" (The Russian Federation Code, 1996, No. 17, Art. 1918; 1998, No. 48, Art. 5857; 1999, No. 28, Art. 3472; 2001, No. 33, Art. 3424; 2002, No. 52, Art. 5141; 2004, No. 27, Art. 2711; No. 31, Art. 3225; 2005, No. 11, Art. 900; No. 25, Art. 2426; 2006, No. 1, Art. 5; No. 2, Art. 172; No. 17, Art. 1780; No. 31, the Art. 3437) and the Regulations on the Federal Service for Financial Markets approved by the order of the Government of the Russian Federation of 30.06.2004 No. 317 (The Russian Federation Code, 2004, No. 27, Art. 2780; 2005, No. 33, Art. 3429; 2006, to No. 13, of the Art. 1400), I order:

1. Approve the enclosed Regulations on procedure for rendering the services promoting the conclusion of the agreements which are derivative financial instruments (further - the Provision).

2. No. 12-95/pz-n is excluded according to the Order of the Federal Service for Financial Markets of the Russian Federation of 20.11.2012

Approved by the order of the Federal Service for Financial Markets of August 24, 2006 No. 06-95/pz-n

Regulations on procedure for rendering the services promoting the conclusion of the agreements which are derivative financial instruments

I. General provisions

1.1. This Provision determines requirements and conditions of rendering the services promoting the conclusion of the agreements which are derivative financial instruments.

1.2. Only legal entities having the license of stock exchange can perform rendering the services promoting the conclusion of the agreements which are derivative financial instruments (further - the exchange).

1.3. The rules established by the regulatory legal act of FFMS of Russia regulating procedure of activities for the organization of trade in the security market (further - Regulations on activities for the organization of trade) are applied to the relations connected with the organization of the biddings at which the agreements which are derivative financial instruments are signed if other rules governing such relations are not established by this Provision.

1.4. The stock exchange shall have the governing bodies, and also exchange council conforming to the requirements established by Regulations on activities for the organization of trade.

The exchange shall perform disclosure of information, and also storage and information security according to requirements of the Regulations on activities for the organization of trade if such requirements do not contradict this Provision.

1.5.  No. 12-95/pz-n is excluded according to the Order of the Federal Service for Financial Markets of the Russian Federation of 20.11.2012

II. Requirements to the agreements which are derivative financial tools, signed at the biddings organized by the exchange

2.1. Securities and the stock indexes depending on the change in price for which (which values) obligation fulfillment under the agreements which are derivative financial instruments together is performed further hereinafter are referred to as as basic (basic) asset.

2.2. Securities can be basic (basic) assets, in the cases established by subitems 2.2.1 - 2.2.6 this provision.

2.2.1. Issued securities can be basic (basic) asset of the agreements which are derivative financial instruments if:

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