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Ministry of Justice of Ukraine

September 16, 2022

No. 1083/38419

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of September 1, 2022 No. 1131

About modification of the Regulations on implementation of depository activity

(as amended on 22-11-2022)

According to Item 13 parts one of article 8 of the Law of Ukraine "About state regulation of the capital markets and the organized goods markets", the Law of Ukraine "About depositary system of Ukraine", the Law of Ukraine "About system of guaranteeing household deposits", for the purpose of settlement of some questions concerning interaction of participants of depositary system of Ukraine the National commission on securities and the stock market solved:

1. Bring in Regulations on implementation of depository activity, No. approved by the decision of the National commission on securities and the stock market of April 23, 2013 735, registered in the Ministry of Justice of Ukraine on June 27, 2013 for No. 1084/23616, the following changes:

1) to add the paragraph the fourth Item 3 of the Section I with the new offer of the following content: "If internal documents of the Central depositary, depository institution and the relevant contract with the client, the depositor provide exchange between the Central depositary, depository institution and their client, the depositor of the orders, notifications, information provided in connection with execution by agreement parties in the form of electronic documents according to the legislation on electronic documents and the electronic document management according to the procedure established by internal documents of the Central depositary, depository institution respectively the card with specimen signatures of managers of the account in securities can not move.";

2) in the Section III:

add Item 10 with the new paragraph of the following content:

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