THE RESOLUTION OF BOARD OF THE AGENCY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION AND DEVELOPMENT OF THE FINANCIAL MARKET

of November 23, 2022 No. 97

About introduction of amendments to the resolution of Board of National Bank of the Republic of Kazakhstan of February 24, 2012 No. 67 "About approval of Rules of issue, withdrawal of consent to acquisition of the status of the large member of bank, bank holding, the large member of the insurance (reinsurance) organization, insurance holding, the large member of the managing director of investment portfolio and requirements to the documents submitted for receipt of the specified consent"

Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market

1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of February 24, 2012 No. 67 "About approval of Rules of issue, withdrawal of consent to acquisition of the status of the large member of bank, bank holding, the large member of the insurance (reinsurance) organization, insurance holding, the large member of the managing director of investment portfolio and requirements to the documents submitted for receipt of the specified consent" (it is registered in the Register of state registration of regulatory legal acts at No. 7552) the following changes:

in Rules of issue, withdrawal of consent to acquisition of the status of the large member of bank, bank holding, the large member of the insurance (reinsurance) organization, insurance holding, the large member of the managing director of investment portfolio and the requirements to the documents submitted for receipt of the specified consent, approved by the specified resolution:

1, of 2, of 3, of 4, 5 and 6 to state Items in the following edition:

"1. These rules of issue, withdrawal of consent to acquisition of the status of the large member of bank, bank holding, the large member of the insurance (reinsurance) organization, insurance holding, the large member of the managing director of investment portfolio and requirements to the documents submitted for receipt of the specified consent (further - Rules), are developed according to the Administrative procedural Procedure Code of the Republic of Kazakhstan (further – APPK), the laws of the Republic of Kazakhstan "About banks and banking activity in the Republic of Kazakhstan" (further - the Law on banks), "About insurance activity" (further - the Law on insurance activity), "About the security market" (further – the Law on the security market), "About state regulation, control and supervision of the financial market and the financial organizations", "About the state services" (further – the Law on the state services), "About permissions and notifications" (further – the Law on permissions and notifications) also establish procedure for issue to physical persons or legal entities (further - the applicant, uslugopoluchatel), response authorized body on regulation, control and supervision of the financial market and the financial organizations (further - authorized body, the service provider) the consent to acquisition of the status of the large member of bank, bank holding, the large member of the insurance (reinsurance) organization, insurance holding, the large member of the managing director of investment portfolio (further – the large member of the financial organization, bank or insurance holding) and requirements to the documents submitted for receipt of the specified consent.

2. In Rules the concepts applied in the values specified in the Law on banks, the Law on insurance activity, the Law on the security market, the Law on the state services, the Law on permissions and notifications, the Laws of the Republic of Kazakhstan "About the electronic document and the digital signature" and "About informatization are used".

3. The statement on acquisition of the status of the large member of the financial organization, bank or insurance holding in any form with appendix of required documents is submitted in electronic form by means of the web portal of "the electronic government" www.egov.kz (further – the portal).

The list of the main requirements to rendering the state service including the form and result of rendering the state service, the list of the documents and data requested at uslugopoluchatel for rendering the state service, the basis for refusal in rendering the state service, established by the laws of the Republic of Kazakhstan, the term of rendering the state service, and also other requirements taking into account features of provision of the state service (further – the List of the main requirements to rendering the state service), is given in appendix 1 to Rules.

Issue to uslugopoluchatel of consent to implementation of the subspecies of the state service specified in the List of the main requirements to rendering the state service is performed according to Rules.

In case of the direction the applicant of the statement through the portal in "personal account" automatically displays the status about acceptance of request for rendering the state service with indication of date and time of receipt of result.

4. The worker of the service provider, the representative on acceptance and registration of correspondence, in day of receipt of the statement performs its acceptance, registration and the direction on execution in the division responsible for rendering the state service (further – responsible division). In case of receipt of the statement of uslugopoluchatel after the termination of working hours, in days off and holidays according to the labor law of the Republic of Kazakhstan and the Law of the Republic of Kazakhstan "About holidays in the Republic of Kazakhstan" reception of applications is performed the next working afternoon.

5. The employee of responsible division checks completeness of the submitted documents.

In case of factual determination of incompleteness of the submitted documents and (or) documents with the expired effective period the responsible division within 10 (ten) working days from the moment of receipt of documents of uslugopoluchatel for acquisition of the status of the large member of the financial organization, bank or insurance holding prepares and directs by means of the portal to personal account of uslugopoluchatel motivated refusal in further review of the statement.

The authorized body receives from the information systems used for rendering the state services, or service of digital documents of the data, specified in documents:

proving the identity of the physical person - the resident of the Republic of Kazakhstan;

confirming absence at the physical person - the resident of the Republic of Kazakhstan of not removed or unspent conviction;

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