of December 12, 2022 No. 110
About modification and amendments in some regulatory legal acts of the Republic of Kazakhstan concerning regulation of activities of professional participants and issuers of the security market
Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market
1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of February 3, 2014 No. 9 "About approval of Rules of implementation of broker and (or) dealer activities in the security market, procedure for carrying out by the broker and (or) dealer of banking activities" (it is registered in the Register of state registration of regulatory legal acts at No. 9249) the following changes and amendment:
state preamble in the following edition:
"According to the Law of the Republic of Kazakhstan "About the security market" the Board of National Bank of the Republic of Kazakhstan DECIDES:";
in Rules of implementation of broker and (or) dealer activities in the security market, procedure for carrying out by the broker and (or) dealer of the banking activities approved by the specified resolution:
state preamble in the following edition:
"These rules of implementation of broker and (or) dealer activities in the security market, procedure for carrying out by the broker and (or) dealer of banking activities (further – Rules) are developed according to the Civil code of the Republic of Kazakhstan (Special part), the laws of the Republic of Kazakhstan "About the security market" (further – the Law on the security market), "About state regulation, control and supervision of the financial market and the financial organizations" and establish conditions and procedure of broker and (or) dealer activities in the security market in the Republic of Kazakhstan (further – broker and (or) dealer activities), and also procedure for carrying out by the broker and (or) dealer of banking activities in the Republic of Kazakhstan.";
state Item 8 in the following edition:
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