Unofficial transfer (c) Soyuzpravoinform LLC

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of October 18, 2022 No. 1254

About modification of the Regulations on implementation of financial monitoring by subjects of primary financial monitoring, state regulation and supervision for which activities the National commission on securities and the stock market exercises

According to Item 13 of article 8 of the Law of Ukraine "About state regulation of the capital markets and the organized goods markets" and the Law of Ukraine "About prevention and counteraction of legalization (washing) of income gained in the criminal way to financing of terrorism and financing of distribution of weapons of mass destruction" the National commission on securities and the stock market SOLVED:

1. Bring in Regulations on implementation of financial monitoring by subjects of primary financial monitoring, state regulation and supervision of whose activities is exercised by the National commission on securities and the stock market, No. approved by the decision of the National commission on securities and the stock market of March 11, 2021 176, registered in the Ministry of Justice of Ukraine on April 19, 2021 for No. 532/36154, the following changes:

1) in the Section I:

in Item 1:

the paragraph one to state in the following edition:

"1. This Provision establishes general requirements of the National commission on securities and the stock market on the organization and carrying out primary financial monitoring by professional participants of the organized goods markets; organizations of accumulative provision of pensions; managers of funds of financing of constructions/funds of real estate transactions; professional participants of the capital markets (except banks), including Central Securities Depository (further - subjects of primary financial monitoring).";

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info