INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of November 15, 2023 No. 6607-U

About modification of separate regulations of the Bank of Russia concerning regulation of activities of credit institutions (banking groups)

Based on Items 2 and 5 of Article 4, Articles 32, paragraphs of the third and fifth of Article 34, Article parts one 56, Article parts seven 57, Article 57. 1, Items 3 - 7, 9, 11 parts one and parts two of Article 62, Article 62 parts one. 1, Article parts five 64, parts five and twelfth Article 64. 1, Articles 68, Article parts one 72, parts thirteen of article 74 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)", Item 2 parts five of Article 1, Item 5 parts one of Article 5, parts one of Article 11.1-2, of part three of article 24 of the Federal law "About Banks and Banking Activity" (in edition of the Federal Law of February 3, 1996 No. 17-FZ), in connection with the edition of the Instruction of the Bank of Russia of April 10, 2023 No. 6406-U "About forms, terms, procedure for creation and submission of the reporting of credit institutions (banking groups) to the Central bank of the Russian Federation, and also of the list of information on activities of credit institutions (banking groups)" <1> and according to the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of November 1, 2023 No. PSD-42):

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<1> It is registered by the Ministry of Justice of the Russian Federation on August 16, 2023, registration No. 74823.

1. Bring the following changes in regulations of the Bank of Russia:

1.1. "About the organization of internal control in credit institutions and banking groups" <2> to state paragraph two of Item 5.1 of the Provision of the Bank of Russia of December 16, 2003 to No. 242-P in the following edition:

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<2> It is registered by the Ministry of Justice of the Russian Federation on January 27, 2004, registration No. 5489, with the changes made by Instructions of the Bank of Russia of November 30, 2004 No. 1521-U (it is registered by the Ministry of Justice of the Russian Federation on December 22, 2004, registration No. 6222), of March 5, 2009 No. 2194-U (it is registered by the Ministry of Justice of the Russian Federation on March 20, 2009, registration No. 13547), of April 24, 2014 No. 3241-U (it is registered by the Ministry of Justice of the Russian Federation on June 30, 2014, registration No. 32913), of October 4, 2017 No. 4564-U (it is registered by the Ministry of Justice of the Russian Federation on October 25, 2017, registration No. 48670).

"Certificates of internal control in the credit institution (further - the Reference) constituted and represented in form and to the terms provided by the Instruction of the Bank of Russia of April 10, 2023 No. 6406-U "About forms, terms, procedure for creation and submission of the reporting of credit institutions (banking groups) to the Central bank of the Russian Federation, and also of the list of information on activities of credit institutions (banking groups)" (it is registered by the Ministry of Justice of the Russian Federation on August 16, 2023, registration No. 74823);".

1.2. In paragraph one of Item 4.2 of the Provision of the Bank of Russia of December 3, 2015 No. 510-P "About procedure of payments of the standard rate of short-term liquidity ("Basel III")" system significant credit institutions" <1> words "of October 8, 2018 No. 4927-U " about the list, forms and procedure for creation and representation of forms of the reporting of credit institutions in the Central bank of the Russian Federation ", the registered Ministry of Justice of the Russian Federation on December 13, 2018 No. 52992, on December 13, 2019 No. 56796, on June 18, 2020 No. 58705, on September 30, 2020 No. 60147, on March 26, 2021 No. 62892, on April 15, 2021 No. 63150" shall be replaced with words "of April 10, 2023 No. 6406-U "About forms, terms, procedure for creation and submission of the reporting of credit institutions (banking groups) to the Central bank of the Russian Federation, and also about the list of information on activities of credit institutions (banking groups)" (it is registered by the Ministry of Justice of the Russian Federation on August 16, 2023, registration No. 74823)".

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<1> It is registered by the Ministry of Justice of the Russian Federation on December 28, 2015, registration No. 40319, with the changes made by Instructions of the Bank of Russia of June 6, 2019 No. 5165-U (it is registered by the Ministry of Justice of the Russian Federation on September 2, 2019, registration No. 55801), of August 3, 2020 No. 5520-U (it is registered by the Ministry of Justice of the Russian Federation on November 3, 2020, registration No. 60730), of October 11, 2021 No. 5972-U (it is registered by the Ministry of Justice of the Russian Federation on November 26, 2021, registration No. 66002).

1.3. In the Instruction of the Bank of Russia of December 28, 2016 No. 178-I "About establishment of the sizes (limits) of open foreign exchange positions, technique of their calculation and features of implementation of supervision of their observance by credit institutions" <2>:

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<2> It is registered by the Ministry of Justice of the Russian Federation on March 17, 2017, registration No. 46007, with the changes made by Instructions of the Bank of Russia of October 10, 2017 No. 4574-U (it is registered by the Ministry of Justice of the Russian Federation on November 3, 2017, registration No. 48788), of February 27, 2020 No. 5404-U (it is registered by the Ministry of Justice of the Russian Federation on March 31, 2020, registration No. 57915).

in paragraph one of Item 2.3 of the word "of November 24, 2016 No. 4212-U " about the list, forms and procedure for creation and representation of forms of the reporting of credit institutions in the Central bank of the Russian Federation ", the registered Ministry of Justice of the Russian Federation on December 14, 2016 No. 44718 (the official site of the Bank of Russia (www.cbr.ru), on December 21, 2016) (further-the Instruction of the Bank of Russia No. 4212-U)" shall be replaced with words "of April 10, 2023 No. 6406-U "About forms, terms, procedure for creation and submission of the reporting of credit institutions (banking groups) to the Central bank of the Russian Federation, and also of the list of information on activities of credit institutions (banking groups)" (it is registered by the Ministry of Justice of the Russian Federation on August 16, 2023, registration No. 74823) (further - the Instruction of the Bank of Russia No. 6406-U)";

in Item 2.7 and the paragraph the second Item 4.1 of the word to "the Instruction of the Bank of Russia No. 4212-U" shall be replaced with words to "the Instruction of the Bank of Russia No. 6406-U".

1.4. In the Instruction of the Bank of Russia of November 21, 2017 No. 182-I "About admissible combinations of banking activities of the non-bank credit institutions performing deposit credit operations about obligatory standard rates of the non-bank credit institutions performing deposit credit operations and about implementation by the Bank of Russia of supervision of their observance" <1>:

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<1> It is registered by the Ministry of Justice of the Russian Federation on February 5, 2018, registration No. 49902, with the changes made by Instructions of the Bank of Russia of October 24, 2018 No. 4940-U (it is registered by the Ministry of Justice of the Russian Federation on November 19, 2018, registration No. 52715), of February 27, 2020 No. 5404-U (it is registered by the Ministry of Justice of the Russian Federation on March 31, 2020, registration No. 57915), of January 12, 2021 No. 5705-U (it is registered by the Ministry of Justice of the Russian Federation on April 15, 2021, registration No. 63150).

in Item 3.2 of the word "of November 24, 2016 No. 4212-U " about the list, forms and procedure for creation and representation of forms of the reporting of credit institutions in the Central bank of the Russian Federation ", the registered Ministry of Justice of the Russian Federation on December 14, 2016 No. 44718, on March 29, 2017 No. 46155 (further-the Instruction of the Bank of Russia No. 4212-U)" shall be replaced with words "of April 10, 2023 No. 6406-U "About forms, terms, procedure for creation and submission of the reporting of credit institutions (banking groups) to the Central bank of the Russian Federation, and also of the list of information on activities of credit institutions (banking groups)" (it is registered by the Ministry of Justice of the Russian Federation on August 16, 2023, registration No. 74823) (further - the Instruction of the Bank of Russia No. 6406-U)";

in the paragraph the second Item 4.1 of the word "the Instruction of the Bank of Russia No. 4212-U" shall be replaced with words "the Instruction of the Bank of Russia No. 6406-U".

1.5. In the paragraph the second Item 4.1 of the Instruction of the Bank of Russia of December 6, 2017 No. 183-I "About obligatory standard rates of banks with the basic license" <1> words "of October 8, 2018 No. 4927-U " about the list, forms and procedure for creation and representation of forms of the reporting of credit institutions in the Central bank of the Russian Federation ", the registered Ministry of Justice of the Russian Federation on December 13, 2018 No. 52992, on December 13, 2019 No. 56796" shall be replaced with words "of April 10, 2023 No. 6406-U "About forms, terms, procedure for creation and submission of the reporting of credit institutions (banking groups) to the Central bank of the Russian Federation, and also of the list of information on activities of credit institutions (banking groups)" (it is registered by the Ministry of Justice of the Russian Federation on August 16, 2023, registration No. 74823)".

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<1> It is registered by the Ministry of Justice of the Russian Federation on March 2, 2018, registration No. 50206, with the changes made by Instructions of the Bank of Russia of July 18, 2019 No. 5213-U (it is registered by the Ministry of Justice of the Russian Federation on September 12, 2019, registration No. 55912), of February 27, 2020 No. 5404-U (it is registered by the Ministry of Justice of the Russian Federation on March 31, 2020, registration No. 57915), of April 22, 2020 No. 5450-U (it is registered by the Ministry of Justice of the Russian Federation on June 2, 2020, registration No. 58550).

1.6. The paragraph the fifth Item 2.3 of the Provision of the Bank of Russia of January 29, 2018 No. 630-P "About procedure for conducting cash transactions and storage precautions, transportations and collections of banknotes and coin of the Bank of Russia in credit institutions in the territory of the Russian Federation" <1> to state in the following edition:

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<1> It is registered by the Ministry of Justice of the Russian Federation on June 18, 2018, registration No. 51359, with the changes made by Instructions of the Bank of Russia of May 7, 2020 No. 5454-U (it is registered by the Ministry of Justice of the Russian Federation on June 10, 2020, registration No. 58625), of August 19, 2021 No. 5897-U (it is registered by the Ministry of Justice of the Russian Federation on September 22, 2021, registration No. 65094), of May 31, 2022 No. 6147-U (it is registered by the Ministry of Justice of the Russian Federation on August 22, 2022, registration No. 69734).

"In cash documents the employee of credit institution, VSP, the client specify sources of cash receipts of money and the direction of their issues according to symbols of the reporting under the form 0409202 "The report on cash money turnover" provided by the Instruction of the Bank of Russia of April 10, 2023 No. 6406-U "About forms, terms, procedure for creation and submission of the reporting of credit institutions (banking groups) to the Central bank of the Russian Federation, and also of the list of information on activities of credit institutions (banking groups)" (it is registered by the Ministry of Justice of the Russian Federation on August 16, 2023, registration No. 74823).".

1.7. In the Provision of the Bank of Russia of September 3, 2018 No. 652-P "About procedure of payments of the extent of operational risk" <2>:

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<2> It is registered by the Ministry of Justice of the Russian Federation on November 19, 2018, registration No. 52705, with the changes made by Instructions of the Bank of Russia of November 27, 2018 No. 4985-U (it is registered by the Ministry of Justice of the Russian Federation on December 19, 2018, registration No. 53050), of February 27, 2020 No. 5404-U (it is registered by the Ministry of Justice of the Russian Federation on March 31, 2020, registration No. 57915).

in the paragraph the second Item 3 of the word "of October 8, 2018 No. 4927-U " about the list, forms and procedure for creation and representation of forms of the reporting of credit institutions in the Central bank of the Russian Federation ", to No. 52992 registered by the Ministry of Justice of the Russian Federation on December 13, 2018 (further-the Instruction of the Bank of Russia No. 4927-U)" shall be replaced with words "of April 10, 2023 No. 6406-U "About forms, terms, procedure for creation and submission of the reporting of credit institutions (banking groups) to the Central bank of the Russian Federation, and also of the list of information on activities of credit institutions (banking groups)" (it is registered by the Ministry of Justice of the Russian Federation on August 16, 2023, registration No. 74823) (further - the Instruction of the Bank of Russia No. 6406-U);

in the paragraph the second item 4 of the word "the Instruction of the Bank of Russia No. 4927-U" shall be replaced with words "the Instruction of the Bank of Russia No. 6406-U".

1.8. In the Instruction of the Bank of Russia of June 6, 2019 No. 198-I "About obligatory standard rates of the non-bank credit institutions having the right to implementation of money transfers without opening of bank accounts and the related other banking activities and implementation by the Bank of Russia of supervision of their observance" <1>:

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<1> It is registered by the Ministry of Justice of the Russian Federation on September 25, 2019, registration No. 56067, with the changes made by the Instruction of the Bank of Russia of February 27, 2020 No. 5404-U (it is registered by the Ministry of Justice of the Russian Federation on March 31, 2020, registration No. 57915).

third Item 2.1 to state the paragraph in the following edition:

"If the payment NPO makes changes to calculation of the obligatory norm determined by this Instruction taking into account requirements of Item 1.3 of the Instruction of the Bank of Russia No. 199-I, such payment NPO along with the reporting under form 0409135 "Information on obligatory standard rates and on other indicators of activities of the credit institution" established by the Instruction of the Bank of Russia of April 10, 2023 No. 6406-U "About forms, terms, procedure for creation and submission of the reporting of credit institutions (banking groups) to the Central bank of the Russian Federation, and also of the list of information on activities of credit institutions (banking groups)" (it is registered by the Ministry of Justice of the Russian Federation on August 16, 2023, registration No. 74823) (further - the Instruction of the Bank of Russia No. 6406-U), shall represent to the Bank of Russia the explanatory note with statement of the applied calculation of the standard rate.";

Item 2 in paragraph one. 2, Item 2. Paragraphs the second and fourth Item 3.1 of the word "the Instruction of the Bank of Russia No. 4927-U" shall be replaced with words 3, "the Instruction of the Bank of Russia No. 6406-U".

1.9. In the Provision of the Bank of Russia of January 30, 2023 No. 814-P "About procedure of payments of the extent of operational risk of banking group" <1>:

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<1> It is registered by the Ministry of Justice of the Russian Federation on May 31, 2023, registration No. 73630.

in Item 1.3:

shall be replaced with words the words "of October 8, 2018 No. 4927-U " about the list, forms and procedure for creation and representation of forms of the reporting of credit institutions in the Central bank of the Russian Federation " <1> (further respectively-the Instruction of the Bank of Russia No. 4927-U" "of April 10, 2023 No. 6406-U "About forms, terms, procedure for creation and submission of the reporting of credit institutions (banking groups) to the Central bank of the Russian Federation, and also of the list of information on activities of credit institutions (banking groups)" <1> (further respectively - the Instruction of the Bank of Russia No. 6406-U";

1 to state footnote in the following edition:

"<1> Is registered by the Ministry of Justice of the Russian Federation on August 16, 2023, registration No. 74823.";

in paragraph five of subitem 2.3.1 of Item 2.3 and the paragraph third Item 2.8 of the word "the Instruction of the Bank of Russia No. 4927-U" shall be replaced with words "the Instruction of the Bank of Russia No. 6406-U".

2. This Instruction becomes effective from the date of its official publication, but not earlier than January 1, 2024.

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