INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of January 10, 2023 No. 6356-U

About modification of the Provision of the Bank of Russia of December 28, 2017 No. 626-P, the Instruction of the Bank of Russia of April 15, 2015 No. 3624-U

Based on part five, Item of 1 part of the sixteenth, part of the nineteenth Article 11, parts one of Article 11.1-2, of Items 6 and 7 of part one of article 14 of the Federal Law of December 2, 1990 No. 395-I "About banks and banking activity" (in edition of the Federal Law of February 3, 1996 No. 17-FZ) <1>, Article 57. 1, part nine Items 1 and 3 of Article 61, parts seven and the eighth article 76.9-2 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" <2>, the subitem 5 of Item 8 and paragraph one of Item 10.1 of Article 32. 1, paragraph two of Item 7 and paragraphs two and the fourth subitem 1 of Item 9 of article 32.10 of the Law of the Russian Federation of November 27, 1992 No. 4015-I "About the organization of insurance case in the Russian Federation" <3>, the subitem 3 Items 1, paragraph one of Item 2 of Article 4. 1, paragraphs two and the fourth subitem 1 of Item 28 and paragraph two of Item 28.1 of article 7 of the Federal Law of May 7, 1998 No. 75-FZ "About non-state pension funds" <1>, the subitem 3 of Item 1 and paragraph one of Item 2 of Article 38. 1, paragraph two of Item 7 and paragraphs two and the fourth subitem 1 of Item 9 of article 38.2 of the Federal Law of November 29, 2001 No. 156-FZ "About investment funds" <2>, item 4 of part 1 and part 2 of Article 4. 3, part 7 and subitems "an" and "v" of Item 1 of part 9 of article 4.4 of the Federal Law of July 2, 2010 No. 151-FZ "About microfinancial activities and the microfinancial organizations" <3> and in connection with the edition of the Instruction of the Bank of Russia of November 8, 2021 No. 207-I "About admissible combinations of banking activities of settlement non-bank credit institutions, about obligatory standard rates of settlement non-bank credit institutions and about implementation by the Bank of Russia of supervision of their observance" <4>:

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<1> Sheets of the Congress of People's Deputies of RSFSR and Supreme Council of RSFSR, 1990, No. 27, Art. 357; Russian Federation Code, 1996, No. 6, Art. 492; 2013, No. 27, Art. 3438; 2017, No. 31, Art. 4830.

<2> Russian Federation Code, 2002, No. 28, Art. 2790; 2013, No. 27, Art. 3438; 2017, No. 31, Art. 4830; 2019, No. 49, Art. 6953.

<3> Sheets of the Congress of People's Deputies of the Russian Federation and Supreme Council of the Russian Federation, 1993, No. 2, Art. 56; Russian Federation Code, 1998, No. 1, Art. 4; 2003, No. 50, Art. 4858; 2017, No. 31, Art. 4830.

<1> Russian Federation Code, 1998, No. 19, Art. 2071; 2014, No. 30, Art. 4219; 2017, No. 31, Art. 4830.

<2> Russian Federation Code, 2001, No. 49, Art. 4562; 2013, No. 26, Art. 3207; 2017, No. 31, Art. 4830.

<3> Russian Federation Code, 2010, No. 27, Art. 3435; 2017, No. 31, Art. 4830; 2019, No. 31, Art. 4430.

<4> It is registered by the Ministry of Justice of the Russian Federation on June 10, 2022, registration No. 68834.

1. Bring the following changes in regulations of the Bank of Russia:

1.1. In subitem 8.1.3 of Item 8.1 of the Provision of the Bank of Russia of December 28, 2017 No. 626-P "About assessment of financial position, about requirements to financial position and about the bases for recognition of financial position unsatisfactory the founders (participants) of credit institution and other persons provided by the Federal Law of July 29, 2017 No. 281-FZ "About modification of separate legal acts of the Russian Federation regarding enhancement of mandatory requirements to founders (participants), governing bodies and officials of the financial organizations" <5>:

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<5> It is registered by the Ministry of Justice of the Russian Federation on March 21, 2018, registration No. 50436, with the changes made by the Instruction of the Bank of Russia of February 27, 2020 No. 5405-U (it is registered by the Ministry of Justice of the Russian Federation on March 31, 2020, registration No. 57917).

third to state the paragraph in the following edition:

"carry out the capital adequacy ratios provided by Items 1.1 and 1.3 of the Instruction of the Bank of Russia of June 6, 2019 No. 198-I "About obligatory standard rates of the non-bank credit institutions having the right to implementation of money transfers without opening of bank accounts and the related other banking activities and implementation by the Bank of Russia of supervision of their observance" (it is registered by the Ministry of Justice of the Russian Federation on September 25, 2019, registration No. 56067, with the changes made by the Instruction of the Bank of Russia of February 27, 2020 No. 5404-U (it is registered by the Ministry of Justice of the Russian Federation on March 31, 2020, registration No. 57915) (further - the Instruction of the Bank of Russia No. 198-I), Items 2.1 and 2.5 of the Instruction of the Bank of Russia of November 8, 2021 No. 207-I "About admissible combinations of banking activities of settlement non-bank credit institutions, about obligatory standard rates of settlement non-bank credit institutions and about implementation by the Bank of Russia of supervision of their observance" (it is registered by the Ministry of Justice of the Russian Federation on June 10, 2022, registration No. 68834) (further - the Instruction of the Bank of Russia No. 207-I), within the current year;";

word in paragraph seven "the Instruction of the Bank of Russia No. 137-I, the Instruction of the Bank of Russia No. 129-I" shall be replaced with words "the Instruction of the Bank of Russia No. 198-I, the Instruction of the Bank of Russia No. 207-I".

1.2. "About requirements to risk management system and the capital of credit institution and banking group" <1> to state the paragraph of the sixth of Item 1.2 of the Instruction of the Bank of Russia of April 15, 2015 to No. 3624-U in the following edition:

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<1> It is registered by the Ministry of Justice of the Russian Federation on May 26, 2015, registration No. 37388, with the changes made by Instructions of the Bank of Russia of December 3, 2015 No. 3878-U (it is registered by the Ministry of Justice of the Russian Federation on December 28, 2015, registration No. 40325), of November 16, 2017 No. 4606-U (it is registered by the Ministry of Justice of the Russian Federation on December 7, 2017, registration No. 49156), of June 27, 2018 No. 4838-U (it is registered by the Ministry of Justice of the Russian Federation on September 5, 2018, registration No. 52084), of April 8, 2020 No. 5431-U (it is registered by the Ministry of Justice of the Russian Federation on June 3, 2020, registration No. 58576).

"Risk management and the capital in non-bank credit institution is performed according to the requirements established by Chapters 1 and 3 of this Instruction, Chapters 1, 2 and 3 Instructions of the Bank of Russia of November 21, 2017 No. 182-I "About admissible combinations of banking activities of the non-bank credit institutions performing deposit credit operations about obligatory standard rates of the non-bank credit institutions performing deposit credit operations and about implementation by the Bank of Russia of supervision of their observance" (it is registered by the Ministry of Justice of the Russian Federation on February 5, 2018, registration No. 49902, with the changes made by Instructions of the Bank of Russia of October 24, 2018 No. 4940-U (it is registered by the Ministry of Justice of the Russian Federation on November 19, 2018, registration No. 52715), of February 27, 2020 No. 5404-U (it is registered by the Ministry of Justice of the Russian Federation on March 31, 2020, registration No. 57915), of January 12, 2021 No. 5705-U (it is registered by the Ministry of Justice of the Russian Federation on April 15, 2021, registration No. 63150), Chapters 1 and 2 of the Instruction of the Bank of Russia of November 8, 2021 No. 207-I "About admissible combinations of banking activities of settlement non-bank credit institutions, about obligatory standard rates of settlement non-bank credit institutions and about implementation by the Bank of Russia of supervision of their observance" (it is registered by the Ministry of Justice of the Russian Federation on June 10, 2022, registration No. 68834) and Chapters 1 and 2 of the Instruction of the Bank of Russia of June 6, 2019 No. 198-I "About obligatory standard rates of the non-bank credit institutions having the right to implementation of money transfers without opening of bank accounts and the related other banking activities and implementation by the Bank of Russia of supervision of their observance" (it is registered by the Ministry of Justice of the Russian Federation on September 25, 2019, registration No. 56067, with changes, brought by the Instruction of the Bank of Russia of February 27, 2020 No. 5404-U (it is registered by the Ministry of Justice of the Russian Federation on March 31, 2020, registration No. 57915).".

2. This Instruction becomes effective after 10 days after day of its official publication.

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