INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of December 19, 2024 No. 6966-U

About modification of the Instruction of the Bank of Russia of December 25, 2017 No. 4662-U

Based on the subitem 7 of Item 1 of Article 4. 1, paragraph one of Item 3. 2, paragraph one of Item 7.1 and the paragraph of the fourth Item 7.7 of article 32.1 of the Law of the Russian Federation of November 27, 1992 No. 4015-I "About the organization of insurance case in the Russian Federation", parts two and the sixth article 11.1-2 of the Federal law "About Banks and Banking Activity" (in edition of the Federal Law of February 3, 1996 No. 17-FZ), paragraph one of Item 3. 1, the subitem 5 of item 4 and the paragraph of the fourth Item 9 of article 6.2 of the Federal Law of May 7, 1998 No. 75-FZ "About non-state pension funds", paragraph one of Item 9.2 and the paragraph of the fourth Item 9.6 of article 38 of the Federal Law of November 29, 2001 No. 156-FZ "About investment funds", parts one of article 60 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)", parts 3 and 8 of article 4.1-1 of the Federal Law of July 2, 2010 No. 151-FZ "About microfinancial activities and the microfinancial organizations", Item 2 of Article 1, the subitem "d" of Item 2 of Article 2, the subitem "g" of Item 1 of Article 4, the subitem "v" of Item 2 of Article 6, Item 3 of article 7 of the Federal Law of July 22, 2024 No. 198-FZ "About modification of separate legal acts of the Russian Federation and recognition voided paragraphs of the fourth and fifth Item 3 of article 6 of the Federal law "About Protection of the Rights and Legitimate Interests of Investors in the Security Market":

1. Bring in the Instruction of the Bank of Russia of December 25, 2017 No. 4662-U "About qualification requirements to the head of service of risk management, service of internal control and service of internal audit of credit institution, person responsible for the organization of risk management system, and the controller of non-state pension fund, the auditor of insurance company, about the notification procedure of the Bank of Russia about position assignment (about dismissal) specified persons (except for the controller of non-state pension fund), the special officials responsible for implementation of rules of internal control for the purpose of counteraction of legalization (washing) of income gained in the criminal way and to financing of terrorism of credit institution, non-state pension fund, insurance company, managing company of investment funds, mutual investment funds and non-state pension funds, microfinance company, the employee of service of internal control of managing company of investment funds, mutual investment funds and non-state pension funds, and also about evaluation procedure the Bank of Russia of compliance of specified persons (except for the controller of non-state pension fund) to qualification requirements and requirements to goodwill" <1> following of change:

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<1> It is registered by the Ministry of Justice of the Russian Federation on March 14, 2018, registration No. 50341, with the changes made by the Instruction of the Bank of Russia of April 12, 2021 No. 5774-U (it is registered by the Ministry of Justice of the Russian Federation on May 20, 2021, registration No. 63538).

1.1. In Item 2.2:

in paragraph one of the word "in time no later than three working days from the date of" shall be replaced with words "within three working days following behind day";

in the paragraph the second to replace words of "decision making about appointment" with the word "appointments";

third to state the paragraph in the following edition:

"the beginnings of temporary fulfillment of duties (based on the administrative document of not credit financial credit institution) on one of the positions specified in the paragraph the second this Item person concerning whom to Authorized division of the Bank of Russia this not credit financial credit institution did not submit documents for assessment of conformity to the qualification requirements and requirements to goodwill imposed to person holding such position (to the acting as on such position) or person concerning whom the specified documents were submitted and Authorized division of the Bank of Russia directed the instruction in connection with detection of discrepancy to qualification requirements and (or) requirements to goodwill;";

word in paragraph five "days from the date of" shall be replaced with words "the working days following behind day";

word in paragraph six of "decision making about appointment" to replace with the word "appointments";

to state the paragraph of the seventh in the following edition:

"the beginnings of temporary fulfillment of duties (based on the administrative document of credit institution) on one of the positions specified in paragraph six of this Item person concerning whom to Authorized division of the Bank of Russia this credit institution did not submit documents for assessment of conformity to the qualification requirements and requirements to goodwill imposed to person holding such position (to the acting as on such position) or person concerning whom the specified documents were submitted and Authorized division of the Bank of Russia directed the instruction in connection with detection of discrepancy to qualification requirements and (or) requirements to goodwill;".

1.2. In Item 2.6:

in paragraph one of the word "no later than three working days from the date of" shall be replaced with words "within three working days following behind day";

in the paragraph the second shall be replaced with words words of "the working day, the following" "three working days, the following".

1.3. In paragraph one of Item 2.8 of the word "from the date of the termination of quarter" it (is begun) shall be replaced with words "after quarter in which it was assigned temporary fulfillment of duties on position,".

2. This Instruction is subject to official publication and according to the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of December 13, 2024 No. PSD-44) become effective since March 1, 2025.

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