INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of March 31, 2025 No. 7031-U

About requirements to contents of basic standards of protection of the rights and interests of physical persons and legal entities - receivers of the financial services rendered by members of the self-regulatory organizations in the field of the financial market combining brokers, dealers, managing directors, depositaries, registrars

This Instruction based on part 2 of article 5 of the Federal Law of July 13, 2015 No. 223-FZ "About self-regulatory organizations in the field of the financial market" establishes requirements to contents of basic standards of protection of the rights and interests of physical persons and legal entities - receivers of the financial services rendered by members of the self-regulatory organizations in the field of the financial market combining brokers, dealers, managing directors, depositaries, registrars.

1. Basic standards of protection of the rights and interests of physical persons and legal entities - receivers of the financial services rendered by members of the self-regulatory organizations in the field of the financial market combining brokers, managing directors, depositaries, registrars (further - basic standards), shall contain following provisions:

1.1. The minimum amount of information provided to physical persons and legal entities - to receivers of financial services, and also potential receivers of financial services (further - receivers of financial services) in the places intended for the conclusion of agreements on rendering financial services, rendering financial services, documents acceptance which shall be provided by receivers of financial services for receipt of such services (further - the places intended for servicing of receivers of financial services):

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