ORDER OF THE MINISTER OF TRADE AND INTEGRATION OF THE REPUBLIC OF KAZAKHSTAN

of November 27, 2025 No. 335-HK

About modification and amendments in the order of the acting minister of national economy of the Republic of Kazakhstan of March 30, 2015 No. 280 "About approval of Rules of stock exchange trading"

I ORDER:

1. Bring in the order of the acting minister of national economy of the Republic of Kazakhstan of March 30, 2015 No. 280 "About approval of Rules of stock exchange trading" (it is registered in the Register of state registration of regulatory legal acts at No. 10993) the following changes and amendments:

in the Rules of stock exchange trading approved by the specified order:

add Item 2 with subitem 18-1) of the following content:

"18-1) faultless goodwill - availability of the facts confirming professionalism, conscientiousness including lack of the facts of committing by person of illegal actions (failure to act) which resulted in the insolvency which entailed involuntary liquidation of the financial organization, or to reference of bank to category of insolvent banks, lack of not removed or unspent conviction, including lack of the court resolution which took legal effect about application of criminal penalty in the form of deprivation of the right to hold leading employee position of the financial organization, bank and (or) insurance holding and to be the large member (large shareholder) of the financial organization for life, and also lack of the relations with the third parties (control and influence of the third parties) whose actions promoted legalization (washing) of income gained in the criminal way to financing of terrorism and financing of distribution of weapons of mass destruction, based on data of authorized body on financial monitoring;";

add with Item 10-1 of the following content:

"10-1. Person which does not have faultless goodwill cannot be the broker and the dealer.";

4) of Item 18 to state the subitem in the following edition:

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