of May 15, 2026 No. 93
About modification and amendments in the resolution of Board of National Bank of the Republic of Kazakhstan of February 3, 2014 No. 9 "About approval of Rules of implementation of broker and (or) dealer activities in the security market, procedure for carrying out by the broker and (or) dealer of banking activities"
Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market
1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of February 3, 2014 No. 9 "About approval of Rules of implementation of broker and (or) dealer activities in the security market, procedure for carrying out by the broker and (or) dealer of banking activities" (it is registered in the Register of state registration of regulatory legal acts at No. 9249) the following changes and amendment:
state preamble in the following edition:
"According to part five of Item 1 of article 63 of the Law of the Republic of Kazakhstan "About the security market", with the subitem 10) of article 12 of the Law of the Republic of Kazakhstan "About state regulation, control and supervision of the financial market and the financial organizations" the Board of National Bank of the Republic of Kazakhstan DECIDES:";
in Rules of implementation of broker and (or) dealer activities in the security market, procedure for carrying out by the broker and (or) dealer of the banking activities approved by the specified resolution:
state preamble in the following edition:
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