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The document ceased to be valid according to the Decision of the National commission on securities and the stock market of Ukraine of May 14, 2013 No. 817

It is registered

Ministry of Justice of Ukraine

November 19, 2007

No. 1285/14552

THE DECISION OF STATE COMMISSION ON SECURITIES AND THE STOCK MARKET OF UKRAINE

of October 9, 2007 No. 2009

About approval of the Procedure and conditions of licensing for implementation of professional activity in the security market - activities for management of mortgage covering

(to as amended of the Decision of the National commission on securities and the stock market of 07.02.2012 No. 234)

According to Civil and Economic codes of Ukraine, Articles 15, of 21, 27 Laws of Ukraine "About mortgage bonds", Articles 4, of 8, of 11, 13 Laws of Ukraine "About state regulation of the security market in Ukraine", article 27 of the Law of Ukraine "About securities and the stock market", the Laws of Ukraine "About institutes of joint investment (share and corporate investment funds)", "About financial services and state regulation of the markets of financial services", "About economic societies", "About state registration of legal entities and physical persons - entrepreneurs", and other regulatory legal acts State commission on securities and the stock market SOLVED:

1. Approve the Procedure and conditions of licensing for implementation of professional activity in the security market - activities for management of mortgage covering it (is applied).

2. Establish if the applicant intends to exercise control of mortgage covering of the structured mortgage bonds, then the statement for licensing and the relevant documents is accepted by State commission on securities and the stock market to consideration in case of entry into force of the regulatory legal acts of State commission on securities and the stock market regulating question of registration of release of the structured mortgage bonds, procedure for maintaining the register of mortgage covering of the structured mortgage bonds and activities of the manager mortgage covering of the structured mortgage bonds drafted according to Articles 4, of 10, 26 Laws of Ukraine "About mortgage bonds".

3. To the chief of staff of State commission on securities and the stock market Yu. Provide with Nazarenko:

provision on registration of this decision in the Ministry of Justice of Ukraine;

publication of this decision according to the legislation.

4. This decision becomes effective in the procedure established by the legislation.

5. Control of execution of this decision to assign to the Chief of staff of State commission on securities and the stock market Yu. Nazarenko.

Commission chairman

A. Balyuk

Approved by the Decision of State commission on securities and the stock market of Ukraine of October 9, 2007 No. 2009

Procedure and conditions of licensing for implementation of professional activity in the security market - activities for management of mortgage covering

This Procedure is developed according to Civil and Economic codes of Ukraine, Articles 15, of 21, 27 Laws of Ukraine "About mortgage bonds", Articles 4, of 8, of 11, of the Law of Ukraine "About the state regulation of the security market in Ukraine", article 27 of the Law of Ukraine "About securities and the stock market", the Laws of Ukraine "About banks and banking activity", "About joint-stock companies""About financial services and state regulation of the markets of financial services", "About economic societies", "About state registration of legal entities and physical persons - entrepreneurs" and other regulatory legal acts.

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