THE RESOLUTION OF BOARD OF THE AGENCY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION AND SUPERVISION OF THE FINANCIAL MARKET AND THE FINANCIAL ORGANIZATIONS

of November 27, 2004 No. 326

About approval of Rules of submission of the reporting by the organization performing broker and dealer activities in the security market

According to the subitem 6) of Item 1 of article 9 of the Law of the Republic of Kazakhstan "About state regulation and supervision of the financial market and the financial organizations", the subitem 15) of Item 2 of article 3 of the Law of the Republic of Kazakhstan "About the security market" the Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations (further - the Agency) DECIDES:

1. Approve the enclosed Rules of submission of the reporting by the organization performing broker and dealer activities in the security market.

2. This resolution becomes effective since February 1, 2005.

3. To department of strategy and analysis (Edenbayev E. S.):

1) together with Legal department (Baysynov M. B.) to take measures to state registration in the Ministry of Justice of the Republic of Kazakhstan of this resolution and other measures connected with its acceptance;

2) in ten-day time from the date of state registration in the Ministry of Justice of the Republic of Kazakhstan to bring this resolution to the attention of the interested divisions of the Agency, National Bank of the Republic of Kazakhstan, the organizations performing broker and dealer activities in the security market, Associations of legal entities "Association of financiers of Kazakhstan".

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