ORDER OF THE FEDERAL COMMISSION FOR THE SECURITIES MARKET

of June 3, 2002 No. 613/r

About methodical recommendations about realization by professional participants of the security market of requirements of the Federal Law of 07.08.2001 No. 115-FZ "About counteraction of legalization (washing) of income gained criminal by"

According to Item 9 of article 7 of the Federal Law of 07.08.2001 N 115-FZ "About counteraction of legalization (washing) of income gained in the criminal way" according to Item 15 of article 42 of the Federal Law of 22.04.1996 N 39-FZ "About the security market" for the purpose of proper implementation of requirements of the Federal Law of 07.08.2001 N 115-FZ "About counteraction of legalization (washing) of income gained in the criminal way" (further - the Law) to recommend:

1. To professional participants of the security market - the brokers, dealers managing securities, performing transactions with money and securities including the conclusion of futures contracts and acquisition (alienation) of options in the security market (further - the organizations - professional participants) to exercise mandatory control of any above-named transaction if the amount on which it is made is equal or exceeds 600 000 rubles, and in character this transaction is:

acquisition of securities by physical person in cash;

transfer or transfer into account of money, provision or receipt of the credit (loan), transaction with securities if at least one of the parties is the physical person or legal entity having respectively registration, the residence or the location in the state (in the territory), concerning which (which) there are data on illegal production of drugs, or one of the parties is person who is the account holder in the bank registered in the specified state (in the specified territory);

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