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Ministry of Justice

Republic of Moldova

No. 152 of May 23, 2000

RESOLUTION OF THE NATIONAL COMMISSION ON SECURITIES OF THE REPUBLIC OF MOLDOVA

of February 3, 2000 No. 6/5

About approval of the Procedure for liquidation of the professional participant or his activities in the security market in case of withdrawal (expiration) of the license granted by the National commission on securities

(as amended on 24-04-2013)

According to Art. 42 of the h. (4) the Law on the N 199-XIV security market of 18.11.1998, Art. 3 and Art. 9 of the h. (1) the item about) the Law on the National commission on securities N 192-XIV of 12:11. 1998, for the purpose of implementation of supervision and control of the security market, protection of interests of investors, DECIDES: regulations of activities of the professional participant of the security market and process of its liquidation in case of withdrawal (expiration) of the license granted by the National commission on securities

1. Approve the Procedure for liquidation of the professional participant or his activities in the security market in case of withdrawal (expiration) of the license granted by the National commission on securities.

2. To impose control over the implementation of this resolution on Department of supervision, control and questionnaire.

 

Chairman of the National commission

on securities

George Kelky

Appendix

to the Resolution of the National commission on securities No. 6/5 of February 3, 2000

Procedure for liquidation of the professional participant or his activities in the security market in case of withdrawal (expiration) of the license granted by the National commission on securities

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