RESOLUTION OF THE NATIONAL COMMISSION ON SECURITIES OF THE REPUBLIC OF MOLDOVA

of March 14, 2002 No. 9/7

About Regulations on procedure for conducting checks of activities of members of the security market by the National commission on securities

Based on Art. 1 of h (1) the Law N199-XIV of 18.11.98 on the security market (The official monitor of the Republic of Moldova, 1999, Art. N27-28, 123) and Art. 1 of the h. (1) the Law N 192-XIV of 12.11.98 on the National commission on securities (1999, Art. N22-23, 91) the National commission on securities DECIDES: the official monitor of the Republic of Moldova

1. Approve Regulations on procedure for conducting checks of activities of members of the security market by the National commission on securities it (is applied).

2. Control of execution of the Provision specified in item 1 of this resolution, and also accounting performed to assign to Department of supervision, control and questionnaire.

Appendix

to the Resolution of the National commission on valuable бумагам№9/7 of March 14, 2002

Regulations on procedure for conducting checks of activities of members of the security market by the National commission on securities

I. General provisions

1. The regulations on procedure for conducting checks of activities of members of the security market by the National commission on securities (further - the Provision) are developed based on the Law on the National commission on securities, the Law on the security market and Regulations on the National commission on securities.

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