of July 30, 2004 No. 28/11
About approval of the Regulations on activities for investment consulting in the security market
Based on Art. 1 of h (1), Art. 8 of the item and) and the item f) the Law N 192-XIV of 12.11.1998 on the National commission on securities, Art. 40 of h (the Law N 199-XIV of 18.11.1998 on the security market the National commission on securities DECIDES: 2)
1. Approve Regulations on activities for investment consulting in the security market according to appendix.
2. To the professional participants of the security market owning the license for activities for investment consulting in the security market to bring the activities into accord with Regulations on activities for investment consulting in the security market within three months from the date of its entry into force.
Chairman of the National commission on securities Ion Rob
Appendix
to the Resolution of the National commission on securities No. 28/11 of July 30, 2004
1.1. The regulations on activities for investment consulting in the security market (further - provision) are developed based on the Law on the security market, the Law on the National commission on securities, the Law on information access and others legislative and the regulations regulating activities in the security market.
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