THE RESOLUTION OF BOARD OF CENTRAL BANK OF THE REPUBLIC OF UZBEKISTAN, DEPARTMENT ON FIGHT AGAINST TAX, CURRENCY OFFENCES AND LEGALIZATION OF THE CRIMINAL INCOME UNDER THE PROSECUTOR GENERAL'S OFFICE OF THE REPUBLIC OF UZBEKISTAN

of October 13, 2009 No. 23/6, No. 32

About approval of Rules of internal control on counteraction of legalization of income gained from criminal activities and financing of terrorism in commercial banks

According to the laws of the Republic of Uzbekistan "About the Central bank of the Republic of Uzbekistan" (Sheets of Oliy Majlis of the Republic of Uzbekistan 1995, N 12, the Art. 247), "About banks and banking activity" (Sheets of Oliy Majlis of the Republic of Uzbekistan, 1996, N 5-6, Art. 54) and "About counteraction of legalization of income gained from criminal activities and to terrorism financing" (2004, N 43, the Art. 451) the Board of the Central bank of the Republic of Uzbekistan and Department on fight against tax, currency offenses and legalization of the criminal income under the Prosecutor General's Office of the Republic of Uzbekistan decide collection of the legislation of the Republic of Uzbekistan:

1. Approve Rules of internal control on counteraction of legalization of income gained from criminal activities and financing of terrorism in commercial banks according to appendix.

2. This resolution becomes effective after ten days from the date of its state registration in the Ministry of Justice of the Republic of Uzbekistan.

Appendix

to the resolution of Board of the Central bank of the Republic of Uzbekistan, Department on fight against tax, currency offenses and legalization of the criminal income under the Prosecutor General's Office of the Republic of Uzbekistan

Rules of internal control on counteraction of legalization of income gained from criminal activities and financing of terrorism in commercial banks

I. General provisions

1. These rules according to the laws of the Republic of Uzbekistan "About the Central bank of the Republic of Uzbekistan" (Sheets of Oliy Majlis of the Republic of Uzbekistan, 1995, N 12, the Art. 247), "About banks and banking activity" (Sheets of Oliy Majlis of the Republic of Uzbekistan, 1996, N 5-6, Art. 54), "About bank secrecy" (Sheets of Oliy Majlis of the Republic of Uzbekistan, 2003, N 9-10, Art. 144), "About counteraction of legalization of income gained from criminal activities and to terrorism financing" (Sheets of Oliy Majlis of the Republic of Uzbekistan, 2004, N 9, of the Art. 160) determine procedure for the organization and implementation of internal control in commercial banks for the purpose of counteraction of legalization of income gained from criminal activities and to terrorism financing.

2. In these rules the following basic concepts are used:

commercial bank - the commercial bank which is resident of the Republic of Uzbekistan, and having the license for implementation of the related activity;

internal control - activities of commercial bank for identification of the transactions which are subject to the message in specially authorized state body;

Service of internal control - the special division of commercial bank responsible for implementation of internal control;

the responsible - person responsible for implementation of internal control in branch of commercial bank;

staff of Service of internal control is the staff of Service of internal control of head office of commercial bank, the responsible or the head and the staff of Service of internal control of branch of commercial bank responsible for implementation of internal control;

internal control system of commercial bank - set of actions of Service of internal control, including interaction with other divisions of commercial bank, directed to goal achievement and accomplishment of the tasks determined by these rules and internal documents;

internal documents - the documents regulating activities of commercial bank and approved by its management according to the legislation;

internal regulations - the internal document regulating procedure for the organization and implementation of internal control in commercial bank and its branches;

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