IT IS REGISTERED
in Ministry of Justice
Russian Federation
On April 1, 2010 No. 16776
of February 25, 2010 No. 10-12/pz-n
About approval of Requirements to the broker signing the prospectus of securities of the foreign issuer
According to Item 15 of article 51.1 of the Federal Law of April 22, 1996 N 39-FZ "About the security market" (The Russian Federation Code, 1996, N 17, Art. 1918; 2002, N 52, Art. 5141; 2009, N 18, the Art. 2154) and the Regulations on the Federal Service for Financial Markets approved by the order of the Government of the Russian Federation of June 30, 2004 N 317 (The Russian Federation Code, 2004, N 27, Art. 2780; 2005, N 33, Art. 3429; 2006, N 13, Art. 1400; N 52, of Art. 5587; 2007, N 12, Art. 1417; 2008, N 19, Art. 2192; N 46, of Art. 5337; 2009, N 3, Art. 378; To N 6, of the Art. 738), I order:
approve the enclosed Requirements to the broker signing the prospectus of securities of the foreign issuer.
Head V. D. Milovidov
Approved by the order of the Federal Service for Financial Markets of February 25, 2010 No. 10-12/pz-n
The broker signing the prospectus of securities of the foreign issuer for signature date of the prospectus of securities of the foreign issuer shall conform to the following requirements:
1) the size of own means (capital) of the broker shall constitute at least 150 million rubles;
The term of implementation of broker activities shall constitute 2) at least 3 years;
3) the broker within the last three years renders services in the organization of placement and (or) in placement at least ten releases (additional releases) of issued securities.
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