RESOLUTION OF THE NATIONAL COMMISSION ON THE FINANCIAL MARKET OF THE REPUBLIC OF MOLDOVA

of December 24, 2009 No. 60/12

About approval of the Instruction about structure, procedure for filling, representation and publication of the specialized reporting of professional participants of the security market

In pursuance of provisions of the Law No. 199-XIV of 18.11.1998 "About the security market" (The official monitor of the Republic of Moldova, 2008, No. 3739, the Art. 100), with changes and additions made by the Law No. 249-XVI of 22.11.2007 "About modification and amendments to the Law No. 199-XIV of November 18, 1998 on the security market", Art. 11 of h (4) and h (5) the Law No. 113-XVI of 27.04.2007 "About financial accounting" (The official monitor of the Republic of Moldova, 2007, No. 90-93, the Art. 399), based on Art. 1 of h (1), Art. 3 of h (1) and h (2), the Art. 4, Art. 8 of the item b) and the item i), Art. 20 of h (1), Art. 21 of h (1) and Art. 22 of h (1) and h (2) the Law No. 192-XIV of 12.11.1998 "About the National commission on the financial market" (it is repeatedly published in the Official monitor of the Republic of Moldova, 2007, No. 117-126 BIS) the National commission on the DECIDES: financial market

1. Approve the Instruction about structure, procedure for filling, representation and publication of the specialized reporting of professional participants of the security market, according to appendix.

2. Cancel the Resolution of the National commission on securities No. 4/5 of 6.02.2003 "About approval of the Instruction about structure, procedure for filling, representation and publication of the specialized reporting of professional participants of the security market".

3. This resolution becomes effective after 30 days from the date of publication.

Approved by the Resolution of the National commission on the financial market of the Republic of Moldova of March 24, 2010 No. 43

The instruction about structure, procedure for filling, representation and publication of the specialized reporting of professional participants of the security market

I. General provisions

1. The instruction about structure, procedure for filling, representation and publication of the specialized reporting of professional participants of the security market (further - the Instruction) is developed according to the Law No. 192-XIV of November 12, 1998 "About the National commission on the financial market", the Law No. 199-XIV of November 18, 1998 "About the security market", the Law No. 1134-XIII of April 2, 1997 "About joint-stock companies", the Law No. 1204-XIII of June 5, 1997 "About investment funds", the Law No. 113-XVI of 27.04.2007 "About financial accounting" (further - the Law on financial accounting).

2. Provisions of the Instruction are applied to the professional participants of the security market (further - professional participants) performing professional activity in the security market and also to the issuers having the license for the right of maintaining the register of owners of securities granted by the National commission on the financial market (further - the National commission).

3. The instruction establishes structure, procedure for filling, representation and publication of the specialized reporting (daleeotchetnost) persons specified in Item 2, having the license granted by the National commission.

II. Structure of the reporting

4. The reporting of professional participants the following forms are included:

The form 1 - "The title page of the specialized reporting of the professional participant", further - F1;

The form 2 - "The transactions performed on the stock exchange", daleef2;

The form 3 - "Transactions in profile of members of stock exchange", daleef3;

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