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The document ceased to be valid since October 22, 2014 according to Item 1 of the Resolution of Board of National Bank of the Republic of Kazakhstan of October 22, 2014 No. 196

THE RESOLUTION OF BOARD OF THE AGENCY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION AND SUPERVISION OF THE FINANCIAL MARKET AND THE FINANCIAL ORGANIZATIONS

of May 28, 2005 No. 165

About approval of Rules of submission of the report on committed transactions on investment of assets of clients and own assets by managing directors of investment portfolio

(as amended on 10-12-2014)

According to the subitem 15) Item 2 of Article 3, article 52 of the Law of the Republic of Kazakhstan "About the security market", the subitem 6) Item 1 of article 9 of the Law of the Republic of Kazakhstan "About state regulation and supervision of the financial market and the financial organizations", the subitem 29) Item 15 of the Regulations on the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations approved by the Presidential decree of the Republic of Kazakhstan of December 31, 2003 No. 1270, Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial DECIDES: organizations

1. Approve the enclosed Rules of submission of the report on committed transactions on investment of assets of clients and own assets as managing directors of investment portfolio.

2. This resolution becomes effective after fourteen days from the date of its state registration in the Ministry of Justice of the Republic of Kazakhstan.

3. To department of supervision of subjects of the security market and accumulation pension funds (Tokobayev N. T.):

1) together with Legal department (Baysynov M. B.) to take measures to state registration in the Ministry of Justice of the Republic of Kazakhstan of this resolution;

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