of February 24, 2012 No. 71
About modification and amendments in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of August 27, 2005 No. 317 "About approval of Rules of implementation of broker and dealer activities in the security market of the Republic of Kazakhstan"
According to the Law of the Republic of Kazakhstan of July 2, 2003 "About the security market" the Board of National Bank of the Republic of Kazakhstan DECIDES:
1. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of August 27, 2005 No. 317 "About approval of Rules of implementation of broker and dealer activities in the security market of the Republic of Kazakhstan" (registered in the Register of state registration of regulatory legal acts at No. 3870) the following changes and amendments:
in the Rules of implementation of broker and dealer activities in the security market of the Republic of Kazakhstan approved by the specified resolution:
state preamble in the following edition:
"These rules are developed according to the Civil code of the Republic of Kazakhstan (General part) of December 27, 1994 and the Civil code of the Republic of Kazakhstan (Special part) of July 1, 1999, the Law of the Republic of Kazakhstan of July 2, 2003 "About the security market" and establish conditions and procedure of broker and dealer activities in the security market in the Republic of Kazakhstan (further - broker and dealer activities).";
state Item 4-3 in the following edition:
"4-3. The broker and (or) the dealer records affiliates, according to the procedure, established by internal documents of the broker and (or) dealer.";
exclude Item 4-4;
state Item 5 in the following edition:
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The document ceased to be valid since April 27, 2014 according to the Item 2 Resolution of Board of National Bank of the Republic of Kazakhstan of February 3, 2014 No. 9