DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of July 19, 2012 No. 996

About approval of the Regulations on features of the organization and carrying out internal audit (control) in the financial institutions performing professional activity in the stock market

According to Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", articles 15-1 and 21 of the Law of Ukraine "About financial services and state regulation of the market of financial services" the National commission on securities and the stock market SOLVED:

1. Approve Regulations on features of the organization and carrying out internal audit (control) in the financial institutions performing professional activity in the stock market.

2. To provide to department of control and legal work (O. Misyur):

submission of this decision on implementation of examination on compliance of the Convention on human rights protection and fundamental freedoms in the Secretariat of the Government representative for cases of the European Court of Human Rights of the Ministry of Justice of Ukraine;

submission of this decision on state registration in the Ministry of Justice of Ukraine.

3. (Yu. Zhuly) to provide to department of external and internal communications publication of this decision according to requirements of the legislation.

4. This decision becomes effective from the date of its official publication.

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info