of August 24, 2012 No. 279
About modification and amendments in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of August 27, 2005 No. 317 "About approval of Rules of implementation of broker and dealer activities in the security market of the Republic of Kazakhstan"
For the purpose of enhancement of the regulatory legal acts regulating the security market, the Board of National Bank of the Republic of Kazakhstan DECIDES:
1. On regulation and supervision of the financial market and the financial organizations of August 27, 2005 No. 317 "About approval of Rules of implementation of broker and dealer activities in the security market of the Republic of Kazakhstan" (registered in the Register of state registration of regulatory legal acts at No. 3870) to make the following changes and additions to the resolution of Board of the Agency of the Republic of Kazakhstan:
in the Rules of implementation of broker and dealer activities in the security market of the Republic of Kazakhstan approved by the specified resolution:
state Item 2 in the following edition:
"2. Action of these rules extends on:
1) the banks which are brokers and (or) dealers in the part which is not contradicting the legislation of the Republic of Kazakhstan regulating banking activity, except for National Bank of the Republic of Kazakhstan;
2) the organizations exercising investment control of pension assets, the accumulation pension funds which are brokers and (or) dealers in the part which is not contradicting the legislation of the Republic of Kazakhstan on provision of pensions;
3) the managing companies of investment funds which are brokers and (or) dealers in the part which is not contradicting the legislation of the Republic of Kazakhstan on investment funds.";
state Item 4-1 in the following edition:
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The document ceased to be valid since April 27, 2014 according to the Item 2 Resolution of Board of National Bank of the Republic of Kazakhstan of February 3, 2014 No. 9