RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of February 3, 2014 No. 11

About entering of amendments and changes into some regulatory legal acts of the Republic of Kazakhstan concerning forming of the register of transactions with derivative financial instruments

For the purpose of enhancement of regulatory legal acts of the Republic of Kazakhstan the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the list of regulatory legal acts of the Republic of Kazakhstan concerning forming of the register of transactions with derivative financial instruments to which additions and changes, according to appendix to this resolution are made.

2. This resolution becomes effective after ten calendar days after day of its first official publication.

Appendix

to the Resolution of Board of National Bank of the Republic of Kazakhstan of February 3, 2014 No. 11

The list of regulatory legal acts of the Republic of Kazakhstan concerning forming of the register of transactions with derivative financial instruments to which additions and changes are made

1. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of July 16, 2007 No. 210 "About establishment of the list and procedure for acquisition of underlying assets of derivative securities and derivative financial instruments with which banks of the second level can perform broker and (or) dealer activities in the security market, and also cases of the conclusion of transactions with government securities and non-state securities in the secondary market, derivative financial instruments in the unorganized market of securities" (the following amendments and the change registered in the Register of state registration of regulatory legal acts at No. 4892):

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