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Ministry of Justice of Ukraine

October 20, 2014

No. 1297/26074

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of September 23, 2014 No. 1246

About approval of Changes to the Procedure for suspension of action and cancellation of the license for separate types of professional activity in the stock market

According to the paragraph to the fifth 3, to Item 9 parts two of article 7 of the Law of Ukraine "About state regulation of the security market in Ukraine" the National commission on securities and the stock market SOLVED Articles:

1. Approve Changes registered in the Ministry of Justice of Ukraine on June 1, 2013 in case of No. 862/23394 (are applied) to the Procedure for suspension of action and cancellation of the license for separate types of professional activity in the stock market (security market) approved by the decision of the National commission on securities and the stock market of May 14, 2013 No. 816,.

2. To provide to department of regulation of depository and clearing activity (I. Kurochkin) submission of this decision on state registration in the Ministry of Justice of Ukraine.

3. And clerical works (A.Zaik) to provide to management of information technologies promulgation of this draft decision on the official website of the National commission on securities and the stock market.

4. (A. Zbarazhskaya) to provide to management of internal audit and communications publication of this decision in the official printing publication of the National commission on securities and the stock market.

5. This decision becomes effective from the date of its official publication.

6. Control over the implementation of this decision to assign to the member of the commission A. Tarasenko.

Commission chairman

D. Tevelev

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