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Ministry of Justice of Ukraine

October 29, 2015

No. 1325/27770

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of October 13, 2015 No. 1707

About procedure for accomplishment by members of the capital markets of decisions of the National Security and Defense Council of Ukraine on application of personal special economic and other rationing measures (sanctions)

(as amended on 10-05-2024)

According to Article 2, Item 18 parts two of article 7 of the Law of Ukraine "About state regulation of the security market in Ukraine", taking into account the Law of Ukraine "About sanctions" and based on the decision of the National Security and Defense Council of Ukraine of September 2, 2015 "About application of personal special economic and other rationing measures (sanctions)", No. 549 enacted by the Presidential decree of Ukraine of September 16, 2015 "About the decision of the National Security and Defense Council of Ukraine of September 2, 2015 "About application of personal special economic and other rationing measures (sanctions)" (further - the Presidential decree of Ukraine of September 16, 2015 No. 549), the National commission on securities and the stock market SOLVED:

1. Professional participants of the capital markets, after entry into force of the Presidential decree of Ukraine which enacts certain decision of the National Security and Defense Council of Ukraine on application of personal special economic and other rationing measures (sanctions) against physical persons and legal entities, information on which is attached to such decision of the National Security and Defense Council of Ukraine (further, - the sanctions list) taking into account content of each of sanctions which types are determined in article 4 of the Law of Ukraine "About sanctions" (further - the Law on sanctions), and requirements of this decision:

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