INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of May 30, 2016 No. 4026-U

About the list obligatory for development by the self-regulatory organizations in the field of the financial market combining brokers, dealers, managing directors, depositaries, registrars, basic standards and requirements to their content, and also the list of transactions (content of the types of activity) in the financial market which are subject to standardization depending on type of activity of the financial organizations

This Instruction based on part 2 of article 5 of the Federal Law of July 13, 2015 No. 223-FZ "About self-regulatory organizations in the field of the financial market and about introduction of amendments to articles 2 and 6 of the Federal law "About Modification of Separate Legal Acts of the Russian Federation" (The Russian Federation Code, 2015, No. 29, the Art. 4349) establishes the list obligatory for development by the self-regulatory organizations in the field of the financial market (further - self-regulatory organizations) combining brokers, dealers, managing directors, depositaries, registrars, basic standards and the requirement to their content and also the list of transactions (content of the types of activity) in the financial market which are subject to standardization depending on type of activity of the financial organizations.

Chapter 1. The list obligatory for development of basic standards by self-regulatory organizations

1.1. The self-regulatory organizations combining brokers shall develop basic standards:

paragraph two of ceased to be valid according to the Instruction of the Central bank of the Russian Federation of 31.03.2025 No. 7032-U

making of transactions in the financial market;

protection of the rights and interests of physical persons and legal entities - receivers of the financial services rendered by members of the self-regulatory organizations combining brokers.

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